Kim Lisa L. — SEC Form 4 filings
SEC reporting owner CIK 1738532. 8 Form 4 filings on record with FilingPulse; latest filed 2026-01-26.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-13 to 2026-01-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 11,479 shares, $1,021,695 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: sale of 6,000 shares @ $78.68 ($472,080) in EAST WEST BANCORP INC, filed 2024-08-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| EAST WEST BANCORP INC (EWBC) | Executive Vice President | 8 | — | 3 legs · 11,479 sh · $1,021,695 | 10 |
Form 4 filings — Kim Lisa L.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-01-26 | 4 | EAST WEST BANCORP INC (EWBC) | Option exercise (M): 29 @ $0 · Tax withholding (F): 12 @ $111.35 | EDGAR |
| 2025-05-15 | 4 | EAST WEST BANCORP INC (EWBC) | Sale (S): 2,100 @ $95.04 | EDGAR |
| 2025-03-06 | 4 | EAST WEST BANCORP INC (EWBC) | Grant/award (A): 2,265 @ $0 · Tax withholding (F): 841 @ $90.30 | EDGAR |
| 2025-02-04 | 4 | EAST WEST BANCORP INC (EWBC) | Option exercise (M): 23 @ $0 · Tax withholding (F): 10 @ $102.97 | EDGAR |
| 2024-11-08 | 4 | EAST WEST BANCORP INC (EWBC) | Sale (S): 3,379 @ $103.59 | EDGAR |
| 2024-08-02 | 4 | EAST WEST BANCORP INC (EWBC) | Sale (S): 6,000 @ $78.68 | EDGAR |
| 2024-03-06 | 4 | EAST WEST BANCORP INC (EWBC) | Grant/award (A): 2,402 @ $0 · Tax withholding (F): 915 @ $73.22 | EDGAR |
| 2024-02-13 | 4 | EAST WEST BANCORP INC (EWBC) | Option exercise (M): 30 @ $0 · Tax withholding (F): 12 @ $71.63 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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