Powell Tanner — SEC Form 4 filings
SEC reporting owner CIK 1741490. 4 Form 4 filings on record with FilingPulse; latest filed 2024-11-12.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-11-12 to 2024-11-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 13.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| MidCap Financial Investment Corp (MFIC) | Chief Executive Officer | 4 | — | — | 13 |
Form 4 filings — Powell Tanner
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-11-12 | 4/A | MidCap Financial Investment Corp (MFIC) | Other (J): 38,137 @ $14.24 | EDGAR |
| 2024-11-12 | 4/A | MidCap Financial Investment Corp (MFIC) | Other (J): 1,386 @ $15.42 | EDGAR |
| 2024-11-12 | 4/A | MidCap Financial Investment Corp (MFIC) | Other (J): 6,245 @ $17.04 · Other (J): 14,487 @ $17.06 | EDGAR |
| 2024-11-12 | 4 | MidCap Financial Investment Corp (MFIC) | Other (J): 403 @ $17.73 · Other (J): 155 @ $13.83 · Other (J): 9,102 @ $13.83 · Other (J): 36,928 @ $13.67 · Other (J): 9,152 @ $13.20 · Other (J): 40,228 @ $12.21 · +3 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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