Alset Inc. — SEC Form 4 filings
SEC reporting owner CIK 1750106. 21 Form 4 filings on record with FilingPulse; latest filed 2026-08-07.
Transaction summary — filings shown
Covers all 21 filings on record, filed 2024-02-01 to 2026-08-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 5 filings — 13,022,047 shares, $8,886,758 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 12 legs across 3 filings — 4,317,001 shares, $4,134,425 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 22.
- Largest priced transaction: purchase of 5,558,347 shares @ $0.63 ($3,501,759) in HWH International Inc., filed 2024-09-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HWH International Inc. (HWH) | 10% owner | 9 | 5 legs · 11,996,301 sh · $7,886,758 | 1 leg · 100,390 sh · $98,683 | 5 |
| IMPACT BIOMEDICAL INC. (IBO) | 10% owner | 2 | — | 11 legs · 4,216,611 sh · $4,035,741 | — |
| DSS, INC. (DSS) | 10% owner | 4 | 2 legs · 1,025,746 sh · $1,000,000 | — | 4 |
| SHARING SERVICES GLOBAL Corp (SHRG) | 10% owner | 5 | — | — | 12 |
| Value Exchange International, Inc. (VEII) | 10% owner | 1 | — | — | 1 |
Form 4 filings — Alset Inc.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-07 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose, Alset International Ltd | Other (J): 320,000 | EDGAR |
| 2026-07-09 | 4 | DSS, INC. (DSS) jointly with Chan Heng Fai Ambrose, Alset International Ltd | Other (J) @ $0.74 · Other (J): 16,554,055 (derivative) @ $0.93 | EDGAR |
| 2026-06-09 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose | Purchase (P): 250,000 @ $2 | EDGAR |
| 2026-04-01 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose, Alset International Ltd | Sale (S): 100,390 @ $0.98 | EDGAR |
| 2026-03-24 | 4 | SHARING SERVICES GLOBAL Corp (SHRG) jointly with Chan Heng Fai Ambrose, HWH International Inc. | Purchase (P) | EDGAR |
| 2026-01-20 | 4 | SHARING SERVICES GLOBAL Corp (SHRG) jointly with Chan Heng Fai Ambrose, HWH International Inc. | Purchase (P) · Purchase (P) · Purchase (P) | EDGAR |
| 2025-10-07 | 4 | SHARING SERVICES GLOBAL Corp (SHRG) jointly with Chan Heng Fai Ambrose, HWH International Inc. | Purchase (P) | EDGAR |
| 2025-09-19 | 4 | SHARING SERVICES GLOBAL Corp (SHRG) jointly with Chan Heng Fai Ambrose, HWH International Inc. | Purchase (P) | EDGAR |
| 2025-09-02 | 4/A | DSS, INC. (DSS) jointly with Chan Heng Fai Ambrose | Other (J) | EDGAR |
| 2025-08-22 | 4 | DSS, INC. (DSS) jointly with Chan Heng Fai Ambrose | Other (J): 581,395 (derivative) @ $0.86 | EDGAR |
| 2025-04-04 | 4 | IMPACT BIOMEDICAL INC. (IBO) jointly with Chan Heng Fai Ambrose, Alset International Ltd | Sale (S): 300,000 @ $0.58 · Sale (S): 200,000 @ $0.67 · Sale (S): 2,349 @ $0.67 · Sale (S): 382,427 @ $0.58 · Sale (S): 351,631 @ $0.58 · Sale (S): 273,286 @ $0.78 · +1 more | EDGAR |
| 2025-04-02 | 4 | IMPACT BIOMEDICAL INC. (IBO) jointly with Chan Heng Fai Ambrose, Alset International Ltd | Sale (S): 300,000 @ $1.03 · Sale (S): 400,000 @ $0.98 · Sale (S): 650,000 @ $1.45 · Sale (S): 1,176,918 @ $1.08 | EDGAR |
| 2025-04-01 | 4 | Value Exchange International, Inc. (VEII) jointly with Chan Heng Fai Ambrose | Purchase (P) @ $30,000 | EDGAR |
| 2025-03-13 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose | Other (J): 69,444 | EDGAR |
| 2025-01-28 | 4 | SHARING SERVICES GLOBAL Corp (SHRG) jointly with Chan Heng Fai Ambrose, HWH International Inc. | Purchase (P): 148,810 (derivative) @ $1.68 · Purchase (P): 148,810 (derivative) @ $1.68 · Purchase (P): 89,286 (derivative) @ $2.80 · Purchase (P): 89,286 (derivative) @ $2.80 · Purchase (P): 35,714 (derivative) @ $2.80 · Purchase (P): 2,500,000 (derivative) @ $0.10 | EDGAR |
| 2024-12-26 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose | Purchase (P): 1,300,000 @ $0.45 | EDGAR |
| 2024-12-12 | 4 | DSS, INC. (DSS) jointly with Chan Heng Fai Ambrose | Purchase (P): 820,597 @ $0.97 · Purchase (P): 205,149 @ $0.97 | EDGAR |
| 2024-11-26 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose | Purchase (P): 4,411,764 @ $0.68 | EDGAR |
| 2024-11-22 | 4 | HWH International Inc. (HWH) jointly with Alset International Ltd | Other (J): 6,500,000 @ $0.63 · Other (J): 6,500,000 @ $0.63 | EDGAR |
| 2024-09-26 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose, Alset International Ltd | Purchase (P): 5,558,347 @ $0.63 · Purchase (P): 476,190 @ $0.63 | EDGAR |
| 2024-02-01 | 4 | HWH International Inc. (HWH) jointly with Chan Heng Fai Ambrose, Alset Acquisition Sponsor, LLC | Other (J): 347,220 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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