Ballard Joshua — SEC Form 4 filings
SEC reporting owner CIK 1751098. 4 Form 4 filings on record with FilingPulse; latest filed 2025-08-15.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-05 to 2025-08-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 3 filings — 5,776 shares, $81,202 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: sale of 4,051 shares @ $13.54 ($54,867) in Energy Recovery, Inc., filed 2024-05-30.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Energy Recovery, Inc. (ERII) | Chief Financial Officer | 3 | — | 3 legs · 5,776 sh · $81,202 | — |
| USA Rare Earth, Inc. (USAR) | Chief Executive Officer, Director | 1 | — | — | 2 |
Form 4 filings — Ballard Joshua
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-08-15 | 4 | USA Rare Earth, Inc. (USAR) | Grant/award (A): 90,992 (derivative) @ $0 · Grant/award (A): 181,984 (derivative) @ $0 | EDGAR |
| 2024-05-30 | 4 | Energy Recovery, Inc. (ERII) | Sale (S): 4,051 @ $13.54 | EDGAR |
| 2024-03-13 | 4 | Energy Recovery, Inc. (ERII) | Sale (S): 979 @ $14.98 | EDGAR |
| 2024-02-05 | 4 | Energy Recovery, Inc. (ERII) | Sale (S): 746 @ $15.64 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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