Roberts Johanna — SEC Form 4 filings
SEC reporting owner CIK 1751980. 35 Form 4 filings on record with FilingPulse; latest filed 2026-03-17.
Transaction summary — filings shown
Covers all 35 filings on record, filed 2024-03-05 to 2026-03-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 146 legs across 23 filings — 15,000 shares, $3,764,454 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 31.
- Largest priced transaction: sale of 1,800 shares @ $300.06 ($540,108) in Penumbra Inc, filed 2025-11-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Penumbra Inc (PEN) | EVP, Gen. Counsel & Secretary | 35 | — | 146 legs · 15,000 sh · $3,764,454 | 31 |
Form 4 filings — Roberts Johanna
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-17 | 4 | Penumbra Inc (PEN) | Tax withholding (F): 186 @ $336.18 | EDGAR |
| 2026-02-18 | 4 | Penumbra Inc (PEN) | Grant/award (A): 2,630 @ $0 · Tax withholding (F): 482 @ $339.30 · Grant/award (A): 2,630 @ $0 | EDGAR |
| 2025-12-17 | 4 | Penumbra Inc (PEN) | Tax withholding (F): 1,130 @ $309.15 | EDGAR |
| 2025-12-09 | 4 | Penumbra Inc (PEN) | Sale (S): 300 @ $300.13 | EDGAR |
| 2025-12-03 | 4 | Penumbra Inc (PEN) | Sale (S): 94 @ $292.09 · Sale (S): 39 @ $293.27 · Sale (S): 155 @ $294.52 · Sale (S): 144 @ $295.38 · Sale (S): 80 @ $296.27 · Sale (S): 78 @ $297.50 · +1 more | EDGAR |
| 2025-11-26 | 4 | Penumbra Inc (PEN) | Sale (S): 1,800 @ $300.06 | EDGAR |
| 2025-11-18 | 4 | Penumbra Inc (PEN) | Tax withholding (F): 156 @ $280.07 · Tax withholding (F): 545 @ $280.07 · Grant/award (A): 3,580 @ $0 | EDGAR |
| 2025-11-12 | 4 | Penumbra Inc (PEN) | Sale (S): 11 @ $263.58 · Sale (S): 13 @ $264.89 · Sale (S): 168 @ $265.93 · Sale (S): 211 @ $266.72 · Sale (S): 85 @ $267.56 · Sale (S): 76 @ $269.01 · +1 more | EDGAR |
| 2025-10-03 | 4 | Penumbra Inc (PEN) | Sale (S): 24 @ $243.61 · Sale (S): 32 @ $244.93 · Sale (S): 35 @ $245.68 · Sale (S): 35 @ $246.93 · Sale (S): 125 @ $247.79 · Sale (S): 23 @ $248.67 · +7 more | EDGAR |
| 2025-09-04 | 4 | Penumbra Inc (PEN) | Sale (S): 222 @ $269.20 · Sale (S): 152 @ $270.19 · Sale (S): 61 @ $271.22 · Sale (S): 105 @ $272.23 · Sale (S): 60 @ $273.12 | EDGAR |
| 2025-08-13 | 4 | Penumbra Inc (PEN) | Sale (S): 18 @ $237.10 · Sale (S): 247 @ $238.47 · Sale (S): 295 @ $239.27 · Sale (S): 39 @ $240.20 · Sale (S): 1 @ $240.91 | EDGAR |
| 2025-07-03 | 4 | Penumbra Inc (PEN) | Sale (S): 8 @ $247.61 · Sale (S): 2 @ $249.27 · Sale (S): 7 @ $249.91 · Sale (S): 81 @ $251.16 · Sale (S): 270 @ $251.84 · Sale (S): 46 @ $252.87 · +3 more | EDGAR |
| 2025-06-27 | 4 | Penumbra Inc (PEN) | Option exercise (M): 1,943 @ $22.04 · Option exercise (M): 1,943 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | Penumbra Inc (PEN) | Sale (S): 54 @ $256.06 · Sale (S): 163 @ $257.18 · Sale (S): 172 @ $258.06 · Sale (S): 174 @ $258.94 · Sale (S): 10 @ $260.03 · Sale (S): 3 @ $260.74 · +5 more | EDGAR |
| 2025-05-14 | 4 | Penumbra Inc (PEN) | Option exercise (M): 55 @ $22.04 · Sale (S): 21 @ $292.86 · Sale (S): 12 @ $293.99 · Sale (S): 36 @ $294.92 · Sale (S): 33 @ $296.01 · Sale (S): 187 @ $296.87 · +5 more | EDGAR |
| 2025-04-25 | 4 | Penumbra Inc (PEN) | Option exercise (M): 600 @ $22.04 · Sale (S): 600 @ $300.01 · Option exercise (M): 600 (derivative) @ $0 | EDGAR |
| 2025-04-17 | 4 | Penumbra Inc (PEN) | Tax withholding (F): 194 @ $272.26 | EDGAR |
| 2025-04-02 | 4 | Penumbra Inc (PEN) | Option exercise (M): 600 @ $22.04 · Sale (S): 6 @ $263.77 · Sale (S): 15 @ $265.05 · Sale (S): 36 @ $265.78 · Sale (S): 70 @ $267.08 · Sale (S): 54 @ $268.04 · +5 more | EDGAR |
| 2025-03-18 | 4 | Penumbra Inc (PEN) | Tax withholding (F): 186 @ $272.62 | EDGAR |
| 2025-03-05 | 4 | Penumbra Inc (PEN) | Option exercise (M): 600 @ $22.04 · Sale (S): 32 @ $282.96 · Sale (S): 32 @ $284.09 · Sale (S): 117 @ $285.37 · Sale (S): 115 @ $286.17 · Sale (S): 32 @ $287.19 · +5 more | EDGAR |
| 2025-02-19 | 4 | Penumbra Inc (PEN) | Grant/award (A): 780 @ $0 · Grant/award (A): 1,840 @ $0 · Tax withholding (F): 81 @ $271.14 | EDGAR |
| 2024-12-27 | 4 | Penumbra Inc (PEN) | Option exercise (M): 1,350 @ $22.04 · Option exercise (M): 1,350 (derivative) @ $0 | EDGAR |
| 2024-12-17 | 4 | Penumbra Inc (PEN) | Tax withholding (F): 794 @ $245.55 | EDGAR |
| 2024-12-03 | 4 | Penumbra Inc (PEN) | Sale (S): 36 @ $242.50 · Sale (S): 106 @ $243.24 · Sale (S): 177 @ $244.61 · Sale (S): 281 @ $245.15 | EDGAR |
| 2024-11-19 | 4 | Penumbra Inc (PEN) | Grant/award (A): 4,290 @ $0 · Tax withholding (F): 134 @ $237.84 · Sale (S): 18 @ $235.98 · Sale (S): 36 @ $236.59 · Sale (S): 45 @ $238.90 · Sale (S): 376 @ $239.93 · +2 more | EDGAR |
| 2024-10-03 | 4 | Penumbra Inc (PEN) | Sale (S): 21 @ $187.32 · Sale (S): 60 @ $188.51 · Sale (S): 73 @ $189.67 · Sale (S): 199 @ $190.72 · Sale (S): 184 @ $191.65 · Sale (S): 48 @ $192.51 · +2 more | EDGAR |
| 2024-09-05 | 4 | Penumbra Inc (PEN) | Sale (S): 8 @ $202.64 · Sale (S): 168 @ $204.89 · Sale (S): 103 @ $205.54 · Sale (S): 209 @ $206.78 · Sale (S): 69 @ $207.63 · Sale (S): 43 @ $208.74 | EDGAR |
| 2024-08-15 | 4 | Penumbra Inc (PEN) | Sale (S): 405 @ $175.49 · Sale (S): 115 @ $176.78 · Sale (S): 80 @ $177.30 | EDGAR |
| 2024-07-03 | 4 | Penumbra Inc (PEN) | Sale (S): 453 @ $178.98 · Sale (S): 147 @ $179.87 | EDGAR |
| 2024-06-05 | 4 | Penumbra Inc (PEN) | Sale (S): 252 @ $187.64 · Sale (S): 137 @ $188.52 · Sale (S): 24 @ $189.78 · Sale (S): 141 @ $190.51 · Sale (S): 46 @ $191.51 | EDGAR |
| 2024-05-15 | 4 | Penumbra Inc (PEN) | Sale (S): 78 @ $204.80 · Sale (S): 301 @ $206.03 · Sale (S): 48 @ $206.65 · Sale (S): 16 @ $207.57 · Sale (S): 32 @ $209.29 · Sale (S): 31 @ $210.48 · +3 more | EDGAR |
| 2024-04-17 | 4 | Penumbra Inc (PEN) | Tax withholding (F): 193 @ $210.19 | EDGAR |
| 2024-04-03 | 4 | Penumbra Inc (PEN) | Sale (S): 220 @ $216.28 · Sale (S): 233 @ $217.02 · Sale (S): 109 @ $217.78 · Sale (S): 24 @ $219.14 · Sale (S): 5 @ $219.84 · Sale (S): 4 @ $220.87 · +3 more | EDGAR |
| 2024-03-19 | 4 | Penumbra Inc (PEN) | Grant/award (A): 2,070 @ $0 · Tax withholding (F): 186 @ $222.15 | EDGAR |
| 2024-03-05 | 4 | Penumbra Inc (PEN) | Sale (S): 17 @ $233.53 · Sale (S): 38 @ $234.89 · Sale (S): 29 @ $235.67 · Sale (S): 42 @ $236.99 · Sale (S): 255 @ $237.80 · Sale (S): 213 @ $238.72 · +1 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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