BRIGGS JAMES A — SEC Form 4 filings
SEC reporting owner CIK 1752395. 3 Form 4 filings on record with FilingPulse; latest filed 2026-08-25.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2025-11-28 to 2026-08-25. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 3 filings — 33,200 shares, $34,989 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 10,000 shares @ $1.61 ($16,055) in Lument Finance Trust, Inc., filed 2025-12-02.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lument Finance Trust, Inc. (LFT) | Chief Financial Officer | 3 | 4 legs · 33,200 sh · $34,989 | — | — |
Form 4 filings — BRIGGS JAMES A
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-25 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 20,000 @ $0.69 | EDGAR |
| 2025-12-02 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 10,000 @ $1.61 | EDGAR |
| 2025-11-28 | 4 | Lument Finance Trust, Inc. (LFT) | Purchase (P): 2,000 @ $1.60 · Purchase (P): 1,200 @ $1.62 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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