Baker James P — SEC Form 4 filings
SEC reporting owner CIK 1763980. 8 Form 4 filings on record with FilingPulse; latest filed 2026-03-02.
Transaction summary — filings shown
Covers all 8 filings on record, filed 2024-02-20 to 2026-03-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 2,000 shares, $534,640 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 19.
- Largest priced transaction: purchase of 2,000 shares @ $267.32 ($534,640) in PIPER SANDLER COMPANIES, filed 2025-05-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PIPER SANDLER COMPANIES (PIPR) | Global Co-Head IB and Cap Mkts | 8 | 1 leg · 2,000 sh · $534,640 | — | 19 |
Form 4 filings — Baker James P
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-02 | 4 | PIPER SANDLER COMPANIES (PIPR) | Grant/award (A): 7,377 @ $0 · Tax withholding (F): 2,903 @ $0 | EDGAR |
| 2026-02-19 | 4 | PIPER SANDLER COMPANIES (PIPR) | Grant/award (A): 2,364 @ $0 · Tax withholding (F): 211 @ $0 · Tax withholding (F): 215 @ $0 · Tax withholding (F): 113 @ $0 | EDGAR |
| 2025-05-21 | 4/A | PIPER SANDLER COMPANIES (PIPR) | Purchase (P): 2,000 @ $267.32 | EDGAR |
| 2025-05-16 | 4 | PIPER SANDLER COMPANIES (PIPR) | Grant/award (A): 2,000 @ $267.32 | EDGAR |
| 2025-03-03 | 4 | PIPER SANDLER COMPANIES (PIPR) | Grant/award (A): 7,669 @ $0 · Tax withholding (F): 3,018 @ $0 | EDGAR |
| 2025-02-19 | 4 | PIPER SANDLER COMPANIES (PIPR) | Grant/award (A): 1,858 @ $0 · Tax withholding (F): 473 @ $0 · Tax withholding (F): 211 @ $0 · Tax withholding (F): 165 @ $0 | EDGAR |
| 2024-02-28 | 4 | PIPER SANDLER COMPANIES (PIPR) | Grant/award (A): 9,428 @ $0 · Tax withholding (F): 3,710 @ $0 | EDGAR |
| 2024-02-20 | 4 | PIPER SANDLER COMPANIES (PIPR) | Grant/award (A): 2,024 @ $0 · Tax withholding (F): 219 @ $0 · Tax withholding (F): 306 @ $0 · Tax withholding (F): 213 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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