Mill Road Capital III, L.P. — SEC Form 4 filings
SEC reporting owner CIK 1767199. 23 Form 4 filings on record with FilingPulse; latest filed 2026-05-19.
Transaction summary — filings shown
Covers all 23 filings on record, filed 2024-01-12 to 2026-05-19. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 7 legs across 5 filings — 429,114 shares, $3,622,491 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 48.
- Largest priced transaction: purchase of 179,414 shares @ $8.05 ($1,444,444) in ALTA EQUIPMENT GROUP INC., filed 2024-07-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ALTA EQUIPMENT GROUP INC. (ALTG) | 10% owner | 18 | 7 legs · 429,114 sh · $3,622,491 | — | 43 |
| NOODLES & Co (NDLS) | 10% owner | 3 | — | — | 3 |
| SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP) | 10% owner | 2 | — | — | 2 |
Form 4 filings — Mill Road Capital III, L.P.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-19 | 4 | NOODLES & Co (NDLS) jointly with Mill Road Capital III GP LLC, Mill Road Capital II, L.P., Mill Road Capital II GP LLC, LYNCH THOMAS E | Other (J): 7,103 @ $0 | EDGAR |
| 2026-03-16 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Purchase (P): 58,162 @ $6.10 · Purchase (P): 3,798 @ $5.95 | EDGAR |
| 2026-03-13 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Purchase (P): 18,040 @ $6.36 | EDGAR |
| 2025-05-19 | 4 | NOODLES & Co (NDLS) jointly with Mill Road Capital III GP LLC, Mill Road Capital II, L.P., Mill Road Capital II GP LLC, LYNCH THOMAS E | Other (J): 36,000 @ $0 | EDGAR |
| 2025-01-22 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 23,700 @ $10 · Option exercise/expiry (X): 237 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 500 @ $10 · Option exercise/expiry (X): 20,600 @ $10 · Option exercise/expiry (X): 5 (derivative) @ $0 · Option exercise/expiry (X): 206 (derivative) @ $0 | EDGAR |
| 2024-12-18 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 35,000 @ $10 · Option exercise/expiry (X): 200 @ $10 · Option exercise/expiry (X): 350 (derivative) @ $0 · Option exercise/expiry (X): 2 (derivative) @ $0 | EDGAR |
| 2024-09-24 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 1,100 @ $10 · Option exercise/expiry (X): 41,200 @ $12.50 · Option exercise/expiry (X): 11 (derivative) @ $0 · Option exercise/expiry (X): 412 (derivative) @ $0 | EDGAR |
| 2024-08-19 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 14,900 @ $10 · Option exercise/expiry (X): 86,700 @ $12.50 · Option exercise/expiry (X): 5,600 @ $12.50 · Option exercise/expiry (X): 104 (derivative) @ $0 · Option exercise/expiry (X): 54 (derivative) @ $0 · Option exercise/expiry (X): 763 (derivative) @ $0 · +2 more | EDGAR |
| 2024-08-05 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Purchase (P): 40,014 @ $10.23 · Purchase (P): 54,200 @ $9.14 | EDGAR |
| 2024-07-31 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Purchase (P): 75,486 @ $10.35 · Sale (S): 50 (derivative) @ $110.08 · Sale (S): 100 (derivative) @ $215 | EDGAR |
| 2024-07-26 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Sale (S): 1,000 (derivative) @ $217.01 · Sale (S): 750 (derivative) @ $110 · Sale (S): 75 (derivative) @ $215.01 | EDGAR |
| 2024-07-26 | 4/A | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Code (E): 3,450 (derivative) @ $0 | EDGAR |
| 2024-07-23 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Sale (S): 95 (derivative) @ $227.37 · Sale (S): 65 (derivative) @ $70.35 · Sale (S): 30 (derivative) @ $77.67 · Sale (S): 65 (derivative) @ $220.89 · Sale (S): 65 (derivative) @ $78.54 | EDGAR |
| 2024-07-12 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Purchase (P): 179,414 @ $8.05 | EDGAR |
| 2024-07-03 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 151,600 @ $10 · Option exercise/expiry (X): 1,516 (derivative) @ $0 | EDGAR |
| 2024-07-01 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 33,700 @ $10 · Option exercise/expiry (X): 337 (derivative) @ $0 | EDGAR |
| 2024-06-17 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 31,600 @ $12.50 · Option exercise/expiry (X): 316 (derivative) @ $0 | EDGAR |
| 2024-06-05 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 4,900 @ $10 · Option exercise/expiry (X): 49 (derivative) @ $0 | EDGAR |
| 2024-05-31 | 4 | ALTA EQUIPMENT GROUP INC. (ALTG) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E | Option exercise/expiry (X): 6,200 @ $12.50 · Option exercise/expiry (X): 62 (derivative) @ $0 | EDGAR |
| 2024-05-24 | 4 | SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E, Petito Deven | Other (J): 37,338 @ $0 | EDGAR |
| 2024-05-17 | 4 | NOODLES & Co (NDLS) jointly with Mill Road Capital III GP LLC, Mill Road Capital II, L.P., Mill Road Capital II GP LLC, LYNCH THOMAS E | Other (J): 27,027 @ $0 | EDGAR |
| 2024-01-12 | 4 | SUPERIOR INDUSTRIES INTERNATIONAL INC (SUP) jointly with Mill Road Capital III GP LLC, LYNCH THOMAS E, Petito Deven | Other (J): 16,204 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1767199 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →