MARSHALL ERNEST W JR — SEC Form 4 filings
SEC reporting owner CIK 1768444. 34 Form 4 filings on record with FilingPulse; latest filed 2026-08-24.
Transaction summary — filings shown
Covers all 34 filings on record, filed 2024-01-05 to 2026-08-24. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 1 filing — 2,000 shares, $39,456 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 6 legs across 3 filings — 37,812 shares, $10,925,461 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 64.
- Largest priced transaction: sale of 15,632 shares @ $300.05 ($4,690,378) in Eaton Corp plc, filed 2025-05-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Eaton Corp plc (ETN) | See Remarks below. | 9 | — | 6 legs · 37,812 sh · $10,925,461 | 36 |
| LSI INDUSTRIES INC (LYTS) | Director | 12 | 2 legs · 2,000 sh · $39,456 | — | 15 |
| REPUBLIC BANCORP INC /KY/ (RBCAA) | Director | 13 | — | — | 13 |
Form 4 filings — MARSHALL ERNEST W JR
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-24 | 4 | LSI INDUSTRIES INC (LYTS) | Purchase (P): 1,300 @ $19.77 · Purchase (P): 700 @ $19.65 | EDGAR |
| 2026-08-21 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,455 @ $24.06 | EDGAR |
| 2026-07-13 | 4/A | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,218 @ $18.47 · Grant/award (A): 1,200 @ $18.75 · Grant/award (A): 3,410 @ $26.39 | EDGAR |
| 2026-07-06 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,218 @ $18.47 · Grant/award (A): 1,200 @ $18.75 · Grant/award (A): 853 @ $26.39 | EDGAR |
| 2026-07-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 199.05 @ $90.43 | EDGAR |
| 2026-05-21 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 510 @ $0 | EDGAR |
| 2026-04-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 133.95 @ $70.55 | EDGAR |
| 2026-01-05 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 117.41 @ $68.99 | EDGAR |
| 2025-10-03 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 948 @ $23.73 | EDGAR |
| 2025-10-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 124.57 @ $72.25 | EDGAR |
| 2025-07-02 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,305 @ $17.24 | EDGAR |
| 2025-07-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 246.20 @ $73.11 | EDGAR |
| 2025-05-22 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 557 @ $0 | EDGAR |
| 2025-05-08 | 4 | Eaton Corp plc (ETN) | Option exercise (M): 1,018 @ $98.21 · Sale (S): 1,018 @ $300.02 · Option exercise (M): 15,632 @ $98.21 · Sale (S): 15,632 @ $300.05 · Option exercise (M): 1,018 (derivative) @ $0 · Option exercise (M): 15,632 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,080 @ $17.36 | EDGAR |
| 2025-04-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 148.07 @ $63.82 | EDGAR |
| 2025-03-04 | 4 | Eaton Corp plc (ETN) | Option exercise (M): 495 @ $0 · Tax withholding (F): 148 @ $289.09 · Option exercise (M): 495 (derivative) @ $0 | EDGAR |
| 2025-02-28 | 4 | Eaton Corp plc (ETN) | Grant/award (A): 6,072 @ $0 · Tax withholding (F): 2,479 @ $295.09 · Grant/award (A): 3,850 (derivative) @ $0 · Grant/award (A): 1,240 (derivative) @ $0 | EDGAR |
| 2025-02-25 | 4 | Eaton Corp plc (ETN) | Option exercise (M): 635 @ $0 · Tax withholding (F): 199 @ $302.21 · Option exercise (M): 635 @ $0 · Tax withholding (F): 190 @ $302.21 · Option exercise (M): 635 (derivative) @ $0 · Option exercise (M): 635 (derivative) @ $0 | EDGAR |
| 2025-01-03 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 968 @ $19.37 | EDGAR |
| 2025-01-03 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 103.05 @ $69.87 | EDGAR |
| 2024-11-26 | 4 | Eaton Corp plc (ETN) | Sale (S): 1,412 @ $378.58 | EDGAR |
| 2024-10-02 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,162 @ $16.13 | EDGAR |
| 2024-10-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 110.26 @ $65.30 | EDGAR |
| 2024-08-15 | 4 | Eaton Corp plc (ETN) | Gift (G): 2,835 @ $0 | EDGAR |
| 2024-07-03 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,334 @ $14.06 | EDGAR |
| 2024-07-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 235.03 @ $53.61 | EDGAR |
| 2024-05-17 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 460 @ $0 | EDGAR |
| 2024-04-03 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,234 @ $15.20 | EDGAR |
| 2024-04-02 | 4 | REPUBLIC BANCORP INC /KY/ (RBCAA) | Grant/award (A): 158.82 @ $51 | EDGAR |
| 2024-03-01 | 4 | Eaton Corp plc (ETN) | Grant/award (A): 8,387 @ $0 · Tax withholding (F): 3,762 @ $285.16 · Grant/award (A): 4,700 (derivative) @ $0 · Grant/award (A): 1,500 (derivative) @ $0 · Grant/award (A): 1,995 (derivative) @ $0 | EDGAR |
| 2024-02-26 | 4 | Eaton Corp plc (ETN) | Option exercise (M): 615 @ $0 · Tax withholding (F): 276 @ $284.27 · Option exercise (M): 635 @ $0 · Tax withholding (F): 285 @ $284.27 · Option exercise (M): 764 @ $0 · Tax withholding (F): 343 @ $285.73 · +3 more | EDGAR |
| 2024-02-09 | 4 | Eaton Corp plc (ETN) | Option exercise (M): 3,726 @ $80.49 · Sale (S): 3,726 @ $272.98 · Option exercise (M): 16,024 @ $80.49 · Sale (S): 10,580 @ $272.96 · Sale (S): 5,444 @ $273.70 · Option exercise (M): 3,726 (derivative) @ $0 · +1 more | EDGAR |
| 2024-01-05 | 4 | LSI INDUSTRIES INC (LYTS) | Grant/award (A): 1,354 @ $13.85 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-04 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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