Lawlor John J — SEC Form 4 filings
SEC reporting owner CIK 1769190. 3 Form 4 filings on record with FilingPulse; latest filed 2026-08-10.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-11-21 to 2026-08-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 4,500 shares, $68,955 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 2 legs across 1 filing — 1,250 shares, $18,752 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 2,500 shares @ $15.79 ($39,475) in NYLI MacKay DefinedTerm Muni Opportunities Fund, filed 2024-11-21.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) | — | 3 | 2 legs · 4,500 sh · $68,955 | 2 legs · 1,250 sh · $18,752 | — |
Form 4 filings — Lawlor John J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-10 | 4 | NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) | Sale (S): 100 @ $15.02 · Sale (S): 1,150 @ $15 | EDGAR |
| 2025-01-14 | 4 | NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) | Purchase (P): 2,000 @ $14.74 | EDGAR |
| 2024-11-21 | 4 | NYLI MacKay DefinedTerm Muni Opportunities Fund (MMD) | Purchase (P): 2,500 @ $15.79 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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