Hotchkiss Herbert — SEC Form 4 filings
SEC reporting owner CIK 1772117. 11 Form 4 filings on record with FilingPulse; latest filed 2026-07-16.
Transaction summary — filings shown
Covers all 11 filings on record, filed 2024-02-15 to 2026-07-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 2 legs across 2 filings — 296 shares, $36,874 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 20.
- Largest priced transaction: purchase of 212 shares @ $117.72 ($24,957) in CHART INDUSTRIES INC, filed 2024-09-16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CHART INDUSTRIES INC (GTLS) | VP, GC and Secretary | 11 | 2 legs · 296 sh · $36,874 | — | 20 |
Form 4 filings — Hotchkiss Herbert
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-16 | 4 | CHART INDUSTRIES INC (GTLS) | Disposition to issuer (D): 23,553 @ $210 · Disposition to issuer (D): 296 @ $210 · Disposition to issuer (D): 2,930 (derivative) · Disposition to issuer (D): 8,590 (derivative) · Disposition to issuer (D): 4,151 (derivative) | EDGAR |
| 2026-05-22 | 4 | CHART INDUSTRIES INC (GTLS) | Tax withholding (F): 143 @ $208.29 | EDGAR |
| 2026-02-26 | 4 | CHART INDUSTRIES INC (GTLS) | Grant/award (A): 1,242 @ $0 · Tax withholding (F): 374 @ $207.58 | EDGAR |
| 2026-01-06 | 4 | CHART INDUSTRIES INC (GTLS) | Grant/award (A): 5,700 @ $0 · Tax withholding (F): 742 @ $206.23 | EDGAR |
| 2025-05-23 | 4 | CHART INDUSTRIES INC (GTLS) | Tax withholding (F): 95 @ $158.79 | EDGAR |
| 2025-03-11 | 4 | CHART INDUSTRIES INC (GTLS) | Purchase (P): 84 @ $141.87 | EDGAR |
| 2025-03-03 | 4 | CHART INDUSTRIES INC (GTLS) | Grant/award (A): 916 @ $0 · Tax withholding (F): 276 @ $182.25 | EDGAR |
| 2025-01-06 | 4 | CHART INDUSTRIES INC (GTLS) | Grant/award (A): 1,780 @ $0 · Tax withholding (F): 299 @ $189.88 · Tax withholding (F): 333 @ $198.96 · Grant/award (A): 2,930 (derivative) @ $0 | EDGAR |
| 2024-09-16 | 4 | CHART INDUSTRIES INC (GTLS) | Purchase (P): 212 @ $117.72 | EDGAR |
| 2024-05-22 | 4 | CHART INDUSTRIES INC (GTLS) | Grant/award (A): 948 @ $0 | EDGAR |
| 2024-02-15 | 4 | CHART INDUSTRIES INC (GTLS) | Grant/award (A): 1,974 @ $0 · Tax withholding (F): 595 @ $122.04 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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