Lupher, Jr. Mark L. — SEC Form 4 filings
SEC reporting owner CIK 1775323. 4 Form 4 filings on record with FilingPulse; latest filed 2025-12-10.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-09 to 2025-12-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 130,000 shares, $175,500 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
- Largest priced transaction: purchase of 130,000 shares @ $1.35 ($175,500) in Adverum Biotechnologies, Inc., filed 2024-02-09.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Adverum Biotechnologies, Inc. (ADVM) | Director | 4 | 1 leg · 130,000 sh · $175,500 | — | 11 |
Form 4 filings — Lupher, Jr. Mark L.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-12-10 | 4 | Adverum Biotechnologies, Inc. (ADVM) | Code (U): 13,000 · Disposition to issuer (D): 7,000 (derivative) · Disposition to issuer (D): 4,500 (derivative) · Disposition to issuer (D): 3,000 (derivative) · Disposition to issuer (D): 4,000 (derivative) · Disposition to issuer (D): 4,000 (derivative) · +3 more | EDGAR |
| 2025-06-20 | 4 | Adverum Biotechnologies, Inc. (ADVM) | Grant/award (A): 10,450 (derivative) @ $0 | EDGAR |
| 2024-06-20 | 4 | Adverum Biotechnologies, Inc. (ADVM) | Grant/award (A): 10,520 (derivative) @ $0 | EDGAR |
| 2024-02-09 | 4 | Adverum Biotechnologies, Inc. (ADVM) | Purchase (P): 130,000 @ $1.35 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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