Swanson Brian D — SEC Form 4 filings
SEC reporting owner CIK 1777936. 14 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-03-19 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 58.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Axos Financial, Inc. (AX) | — | 14 | — | — | 58 |
Form 4 filings — Swanson Brian D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 3,381 @ $92.68 · Disposition to issuer (D): 1,822 @ $92.68 · Option exercise (M): 3,381 (derivative) @ $0 · Grant/award (A): 2,968 (derivative) @ $0 | EDGAR |
| 2026-03-24 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 2,943 @ $82.93 · Option exercise (M): 1,177 @ $82.93 · Disposition to issuer (D): 1,587 @ $82.93 · Disposition to issuer (D): 634 @ $82.93 · Option exercise (M): 2,943 (derivative) @ $0 · Option exercise (M): 1,177 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,387 @ $84.68 · Option exercise (M): 1,214 @ $84.68 · Disposition to issuer (D): 796 @ $84.68 · Disposition to issuer (D): 654 @ $84.68 · Option exercise (M): 1,387 (derivative) @ $0 · Option exercise (M): 1,214 (derivative) @ $0 · +1 more | EDGAR |
| 2025-09-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,703 @ $88.46 · Disposition to issuer (D): 609 @ $88.46 · Option exercise (M): 1,703 (derivative) @ $88.46 | EDGAR |
| 2025-09-17 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,400 @ $90.29 · Option exercise (M): 896 @ $90.29 · Disposition to issuer (D): 500 @ $90.29 · Disposition to issuer (D): 320 @ $90.29 · Option exercise (M): 1,400 (derivative) @ $0 · Option exercise (M): 896 (derivative) @ $0 · +1 more | EDGAR |
| 2025-03-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,419 @ $64.21 · Disposition to issuer (D): 764 @ $64.21 · Option exercise (M): 1,419 (derivative) @ $0 | EDGAR |
| 2025-03-21 | 4 | Axos Financial, Inc. (AX) | Grant/award (A): 3,531 (derivative) @ $0 · Grant/award (A): 11,769 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,387 @ $63.94 · Option exercise (M): 1,214 @ $63.94 · Disposition to issuer (D): 820 @ $63.94 · Disposition to issuer (D): 668 @ $63.94 · Option exercise (M): 1,387 (derivative) @ $0 · Option exercise (M): 1,214 (derivative) @ $0 | EDGAR |
| 2024-09-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,703 @ $65.86 · Disposition to issuer (D): 915 @ $65.86 · Option exercise (M): 1,703 (derivative) @ $0 | EDGAR |
| 2024-09-17 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,399 @ $63.20 · Disposition to issuer (D): 751 @ $63.20 · Grant/award (A): 2,690 (derivative) @ $0 · Option exercise (M): 1,399 (derivative) @ $0 | EDGAR |
| 2024-08-28 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,168 @ $69.69 · Disposition to issuer (D): 627 @ $69.69 · Option exercise (M): 1,168 (derivative) @ $0 | EDGAR |
| 2024-03-27 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,418 @ $52.25 · Disposition to issuer (D): 762 @ $52.25 · Option exercise (M): 1,418 (derivative) @ $0 | EDGAR |
| 2024-03-21 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,778 @ $50.78 · Disposition to issuer (D): 1,032 @ $50.78 · Option exercise (M): 1,778 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,387 @ $49.43 · Disposition to issuer (D): 816 @ $49.43 · Grant/award (A): 3,642 (derivative) @ $0 · Option exercise (M): 1,387 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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