Constantine Thomas M — SEC Form 4 filings
SEC reporting owner CIK 1778031. 19 Form 4 filings on record with FilingPulse; latest filed 2026-09-16.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-03-19 to 2026-09-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 5 legs across 5 filings — 13,002 shares, $1,122,125 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 54.
- Largest priced transaction: sale of 4,555 shares @ $78.76 ($358,752) in Axos Financial, Inc., filed 2024-11-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Axos Financial, Inc. (AX) | — | 19 | — | 5 legs · 13,002 sh · $1,122,125 | 54 |
Form 4 filings — Constantine Thomas M
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 3,905 @ $92.68 · Disposition to issuer (D): 2,102 @ $92.68 · Option exercise (M): 3,905 (derivative) @ $0 · Grant/award (A): 2,806 (derivative) @ $0 | EDGAR |
| 2026-06-09 | 4 | Axos Financial, Inc. (AX) | Sale (S): 1,994 @ $88.55 | EDGAR |
| 2026-03-24 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,124 @ $82.93 · Disposition to issuer (D): 606 @ $82.93 · Option exercise (M): 1,124 (derivative) @ $0 | EDGAR |
| 2026-03-16 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 2,032 @ $84.68 · Option exercise (M): 1,585 @ $84.68 · Disposition to issuer (D): 1,168 @ $84.68 · Disposition to issuer (D): 855 @ $84.68 · Option exercise (M): 2,032 (derivative) @ $0 · Option exercise (M): 1,585 (derivative) @ $0 · +1 more | EDGAR |
| 2026-02-09 | 4 | Axos Financial, Inc. (AX) | Sale (S): 3,260 @ $100 | EDGAR |
| 2025-09-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 2,039 @ $88.46 · Disposition to issuer (D): 1,098 @ $88.46 · Option exercise (M): 2,039 (derivative) @ $88.46 | EDGAR |
| 2025-09-17 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,055 @ $90.29 · Option exercise (M): 1,926 @ $90.29 · Disposition to issuer (D): 1,037 @ $90.29 · Disposition to issuer (D): 568 @ $90.29 · Option exercise (M): 1,926 (derivative) @ $0 · Option exercise (M): 1,055 (derivative) @ $0 · +1 more | EDGAR |
| 2025-09-12 | 4 | Axos Financial, Inc. (AX) | Sale (S): 1,476 @ $92 | EDGAR |
| 2025-05-16 | 4 | Axos Financial, Inc. (AX) | Sale (S): 1,717 @ $72.81 | EDGAR |
| 2025-03-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,505 @ $64.21 · Disposition to issuer (D): 810 @ $64.21 · Option exercise (M): 1,505 (derivative) @ $0 | EDGAR |
| 2025-03-21 | 4 | Axos Financial, Inc. (AX) | Grant/award (A): 3,374 (derivative) @ $0 | EDGAR |
| 2025-03-18 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,585 @ $63.94 · Option exercise (M): 2,032 @ $63.94 · Disposition to issuer (D): 853 @ $63.94 · Disposition to issuer (D): 1,184 @ $63.94 · Option exercise (M): 1,585 (derivative) @ $0 · Option exercise (M): 2,032 (derivative) @ $0 | EDGAR |
| 2024-11-08 | 4 | Axos Financial, Inc. (AX) | Sale (S): 4,555 @ $78.76 | EDGAR |
| 2024-09-25 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 2,038 @ $65.86 · Disposition to issuer (D): 1,095 @ $65.86 · Option exercise (M): 2,038 (derivative) @ $0 | EDGAR |
| 2024-09-17 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,926 @ $63.20 · Disposition to issuer (D): 1,035 @ $63.20 · Grant/award (A): 3,165 (derivative) @ $0 · Option exercise (M): 1,926 (derivative) @ $0 | EDGAR |
| 2024-08-28 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,359 @ $69.69 · Disposition to issuer (D): 730 @ $69.69 · Option exercise (M): 1,359 (derivative) @ $0 | EDGAR |
| 2024-03-27 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,504 @ $52.25 · Disposition to issuer (D): 808 @ $52.25 · Option exercise (M): 1,504 (derivative) @ $0 | EDGAR |
| 2024-03-21 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 1,152 @ $50.78 · Disposition to issuer (D): 677 @ $50.78 · Option exercise (M): 1,152 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | Axos Financial, Inc. (AX) | Option exercise (M): 2,031 @ $49.43 · Disposition to issuer (D): 1,184 @ $49.43 · Grant/award (A): 4,755 (derivative) @ $0 · Option exercise (M): 2,031 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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