Carll Thomas Wayne — SEC Form 4 filings
SEC reporting owner CIK 1778728. 14 Form 4 filings on record with FilingPulse; latest filed 2026-08-26.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-04-03 to 2026-08-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 57.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| AstroNova, Inc. (ALOT) | Senior VP and GM - Aerospace | 14 | — | — | 57 |
Form 4 filings — Carll Thomas Wayne
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-26 | 4 | AstroNova, Inc. (ALOT) | Disposition to issuer (D): 33,952 @ $29 · Disposition to issuer (D): 17,500 (derivative) @ $10.75 · Disposition to issuer (D): 524 (derivative) @ $29 · Disposition to issuer (D): 2,799 (derivative) @ $29 · Disposition to issuer (D): 43,591 (derivative) @ $29 · Disposition to issuer (D): 4,590 (derivative) @ $29 · +1 more | EDGAR |
| 2026-06-12 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 524 @ $0 · Tax withholding (F): 193 @ $15.92 · Option exercise (M): 524 (derivative) @ $0 | EDGAR |
| 2026-04-21 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 664 @ $0 · Tax withholding (F): 245 @ $8.29 · Option exercise (M): 48 @ $0 · Tax withholding (F): 18 @ $10.70 · Option exercise (M): 1,399 @ $0 · Tax withholding (F): 514 @ $11.78 · +6 more | EDGAR |
| 2026-03-02 | 4 | AstroNova, Inc. (ALOT) | Grant/award (A): 4,590 (derivative) @ $0 | EDGAR |
| 2025-08-19 | 4 | AstroNova, Inc. (ALOT) | Grant/award (A): 43,630 (derivative) @ $0 | EDGAR |
| 2025-06-12 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 523 @ $0 · Tax withholding (F): 187 @ $9.01 · Option exercise (M): 523 (derivative) @ $0 | EDGAR |
| 2025-04-21 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 210 @ $0 · Tax withholding (F): 78 @ $8.10 · Option exercise (M): 558 @ $0 · Tax withholding (F): 206 @ $8.10 · Option exercise (M): 210 (derivative) @ $0 · Option exercise (M): 558 (derivative) @ $0 | EDGAR |
| 2025-04-16 | 4 | AstroNova, Inc. (ALOT) | Grant/award (A): 4,198 (derivative) @ $0 | EDGAR |
| 2025-04-09 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 852 @ $0 · Option exercise (M): 48 @ $0 · Tax withholding (F): 332 @ $8.98 · Option exercise (M): 852 (derivative) @ $0 · Option exercise (M): 48 (derivative) @ $0 | EDGAR |
| 2025-03-25 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 664 @ $0 · Tax withholding (F): 237 @ $9.87 · Option exercise (M): 664 (derivative) @ $0 | EDGAR |
| 2024-06-12 | 4 | AstroNova, Inc. (ALOT) | Grant/award (A): 1,571 (derivative) @ $0 | EDGAR |
| 2024-04-19 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 211 @ $0 · Tax withholding (F): 93 @ $16.68 · Option exercise (M): 558 @ $0 · Tax withholding (F): 244 @ $16.87 · Option exercise (M): 211 (derivative) @ $0 · Option exercise (M): 558 (derivative) @ $0 | EDGAR |
| 2024-04-09 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 615 @ $0 · Option exercise (M): 851 @ $0 · Tax withholding (F): 657 @ $17.77 · Option exercise (M): 615 (derivative) @ $0 · Option exercise (M): 851 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | AstroNova, Inc. (ALOT) | Option exercise (M): 665 @ $0 · Tax withholding (F): 298 @ $17.85 · Option exercise (M): 665 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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