Schaupp Richard H. — SEC Form 4 filings
SEC reporting owner CIK 1778952. 2 Form 4 filings on record with FilingPulse; latest filed 2025-05-07.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2024-08-14 to 2025-05-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 2 filings — 38,707 shares, $450,000 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 21,626 shares @ $11.56 ($250,000) in Clarion Partners Real Estate Income Fund Inc., filed 2025-05-07.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Clarion Partners Real Estate Income Fund Inc. (N) | — | 2 | 3 legs · 38,707 sh · $450,000 | — | — |
Form 4 filings — Schaupp Richard H.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-05-07 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Purchase (P): 21,626.30 @ $11.56 · Purchase (P): 4,325.26 @ $11.56 | EDGAR |
| 2024-08-14 | 4 | Clarion Partners Real Estate Income Fund Inc. (N) | Purchase (P): 12,755.10 @ $11.76 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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