Phelan Kenneth J — SEC Form 4 filings
SEC reporting owner CIK 1779467. 35 Form 4 filings on record with FilingPulse; latest filed 2026-07-06.
Transaction summary — filings shown
Covers all 35 filings on record, filed 2024-01-25 to 2026-07-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 11 legs across 11 filings — 6,371 shares, $140,088 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 36.
- Largest priced transaction: purchase of 508 shares @ $98.29 ($49,931) in Adtalem Global Education Inc., filed 2025-11-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Adtalem Global Education Inc. (ATGE) | Director | 3 | 1 leg · 508 sh · $49,931 | — | 4 |
| JOHN HANCOCK INCOME SECURITIES TRUST (JHS) | Director | 2 | 2 legs · 855 sh · $10,068 | — | — |
| John Hancock Diversified Income Fund (HEQ) | Director | 1 | 1 leg · 905 sh · $10,046 | — | — |
| JOHN HANCOCK INVESTORS TRUST (JHI) | Director | 1 | 1 leg · 730 sh · $10,037 | — | — |
| JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (BTO) | Director | 1 | 1 leg · 270 sh · $10,001 | — | — |
| JOHN HANCOCK PREFERRED INCOME FUND III (HPS) | Director | 1 | 1 leg · 683 sh · $10,001 | — | — |
| JOHN HANCOCK PREMIUM DIVIDEND FUND (PDT) | Director | 1 | 1 leg · 774 sh · $10,001 | — | — |
| JOHN HANCOCK PREFERRED INCOME FUND (HPI) | Director | 1 | 1 leg · 614 sh · $10,001 | — | — |
| JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND (HTD) | Director | 1 | 1 leg · 415 sh · $10,001 | — | — |
| JOHN HANCOCK PREFERRED INCOME FUND II (HPF) | Director | 1 | 1 leg · 618 sh · $10,001 | — | — |
+1 more issuer among the filings shown — every filing appears in the table below.
Form 4 filings — Phelan Kenneth J
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-06 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 913.53 @ $0 · Grant/award (A): 527.29 @ $0 | EDGAR |
| 2026-05-05 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 10,523 @ $0 | EDGAR |
| 2026-04-03 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 930.02 @ $0 · Grant/award (A): 592.42 @ $0 | EDGAR |
| 2026-01-28 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 3,400.74 @ $0 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK PREFERRED INCOME FUND (HPI) | Purchase (P): 613.56 @ $16.30 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK PREFERRED INCOME FUND II (HPF) | Purchase (P): 618.11 @ $16.18 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK PREFERRED INCOME FUND III (HPS) | Purchase (P): 682.66 @ $14.65 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK TAX-ADVANTAGED DIVIDEND INCOME FUND (HTD) | Purchase (P): 415.15 @ $24.09 | EDGAR |
| 2026-01-27 | 4 | John Hancock Diversified Income Fund (HEQ) | Purchase (P): 905 @ $11.10 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK INCOME SECURITIES TRUST (JHS) | Purchase (P): 130 @ $11.75 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK INCOME SECURITIES TRUST (JHS) | Purchase (P): 725 @ $11.78 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK INVESTORS TRUST (JHI) | Purchase (P): 730 @ $13.75 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK PREMIUM DIVIDEND FUND (PDT) | Purchase (P): 774.07 @ $12.92 | EDGAR |
| 2026-01-27 | 4 | JOHN HANCOCK FINANCIAL OPPORTUNITIES FUND (BTO) | Purchase (P): 269.57 @ $37.10 | EDGAR |
| 2026-01-15 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Gift (G): 40,000 @ $0 · Gift (G): 40,000 @ $0 | EDGAR |
| 2026-01-06 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 837.47 @ $0 · Grant/award (A): 511.94 @ $0 | EDGAR |
| 2025-11-14 | 4 | Adtalem Global Education Inc. (ATGE) | Grant/award (A): 1,445 @ $96.86 · Tax withholding (F): 392 @ $96.26 | EDGAR |
| 2025-11-05 | 4 | Adtalem Global Education Inc. (ATGE) | Purchase (P): 508 @ $98.29 | EDGAR |
| 2025-10-23 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 3,038.07 @ $0 | EDGAR |
| 2025-10-03 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 851.35 @ $0 · Grant/award (A): 483.10 @ $0 | EDGAR |
| 2025-07-24 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 2,306.26 @ $0 | EDGAR |
| 2025-07-03 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 836.86 @ $0 · Grant/award (A): 467.32 @ $0 | EDGAR |
| 2025-05-05 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 10,772 @ $0 | EDGAR |
| 2025-04-24 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 2,884.22 @ $0 | EDGAR |
| 2025-04-03 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 841.29 @ $0 · Grant/award (A): 497.26 @ $0 | EDGAR |
| 2025-01-24 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 2,266.19 @ $0 | EDGAR |
| 2025-01-06 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 767.14 @ $0 · Grant/award (A): 422.75 @ $0 | EDGAR |
| 2024-11-13 | 4 | Adtalem Global Education Inc. (ATGE) | Tax withholding (F): 635 @ $91.23 · Grant/award (A): 1,560 @ $89.85 | EDGAR |
| 2024-10-24 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 2,659.76 @ $0 | EDGAR |
| 2024-10-03 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 860.68 @ $0 · Grant/award (A): 449.71 @ $0 | EDGAR |
| 2024-07-25 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 2,855.88 @ $14.97 | EDGAR |
| 2024-07-03 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 925.64 @ $0 · Grant/award (A): 450.17 @ $0 | EDGAR |
| 2024-05-03 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 11,538 @ $0 | EDGAR |
| 2024-04-25 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 3,010.53 @ $13.53 | EDGAR |
| 2024-01-25 | 4 | HUNTINGTON BANCSHARES INC /MD/ (HBAN) | Grant/award (A): 3,027.18 @ $12.80 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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