GRAF FINCKENSTEIN FRIEDRICH — SEC Form 4 filings
SEC reporting owner CIK 1782981. 20 Form 4 filings on record with FilingPulse; latest filed 2026-06-09.
Transaction summary — filings shown
Covers all 20 filings on record, filed 2024-01-18 to 2026-06-09. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 65.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Chief Medical Officer | 20 | — | — | 65 |
Form 4 filings — GRAF FINCKENSTEIN FRIEDRICH
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-09 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 7,813 @ $0 · Tax withholding (F): 3,976 @ $4.23 · Option exercise (M): 7,813 (derivative) @ $0 | EDGAR |
| 2026-06-03 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 8,790 @ $0 · Tax withholding (F): 4,473 @ $3.96 · Option exercise (M): 8,790 (derivative) @ $0 | EDGAR |
| 2026-03-11 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Grant/award (A): 58,750 (derivative) @ $0 | EDGAR |
| 2026-03-06 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 31,246 @ $0 · Tax withholding (F): 16,520 @ $4.58 · Option exercise (M): 31,246 (derivative) @ $0 | EDGAR |
| 2026-03-04 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 12,697 @ $0 · Tax withholding (F): 7,122 @ $3.79 · Option exercise (M): 8,790 (derivative) @ $0 · Option exercise (M): 3,907 (derivative) @ $0 | EDGAR |
| 2025-12-03 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 8,789 @ $0 · Tax withholding (F): 4,464 @ $2.23 · Option exercise (M): 3,906 @ $0 · Tax withholding (F): 1,984 @ $2.14 · Option exercise (M): 8,789 (derivative) @ $0 · Option exercise (M): 3,906 (derivative) @ $0 | EDGAR |
| 2025-09-04 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 12,697 @ $0 · Tax withholding (F): 6,448 @ $2.19 · Option exercise (M): 3,907 (derivative) @ $0 · Option exercise (M): 8,790 (derivative) @ $0 | EDGAR |
| 2025-06-04 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 12,695 @ $0 · Tax withholding (F): 6,448 @ $1.76 · Option exercise (M): 3,906 (derivative) @ $0 · Option exercise (M): 8,789 (derivative) @ $0 | EDGAR |
| 2025-03-07 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Grant/award (A): 93,750 (derivative) @ $0 | EDGAR |
| 2025-03-05 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 62,497 @ $0 · Tax withholding (F): 33,470 @ $4.04 · Option exercise (M): 3,907 (derivative) @ $0 · Option exercise (M): 58,590 (derivative) @ $0 | EDGAR |
| 2025-01-16 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 2,813 @ $0 · Tax withholding (F): 1,578 @ $5.89 · Option exercise (M): 2,813 (derivative) @ $0 | EDGAR |
| 2024-12-04 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 3,906 @ $0 · Tax withholding (F): 1,982 @ $9.07 · Option exercise (M): 3,906 (derivative) @ $0 | EDGAR |
| 2024-10-16 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 2,813 @ $0 · Tax withholding (F): 1,428 @ $9.77 · Option exercise (M): 2,813 (derivative) @ $0 | EDGAR |
| 2024-09-05 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 3,907 @ $0 · Tax withholding (F): 1,983 @ $10.85 · Option exercise (M): 23,438 @ $0 · Tax withholding (F): 11,891 @ $10.85 · Option exercise (M): 3,907 (derivative) @ $0 · Option exercise (M): 23,438 (derivative) @ $0 | EDGAR |
| 2024-07-17 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 2,813 @ $0 · Tax withholding (F): 1,428 @ $8.68 · Option exercise (M): 2,813 (derivative) @ $0 | EDGAR |
| 2024-06-05 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 3,906 @ $0 · Tax withholding (F): 1,982 @ $8.37 · Option exercise (M): 3,906 (derivative) @ $0 | EDGAR |
| 2024-04-17 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 2,812 @ $0 · Tax withholding (F): 1,427 @ $11.89 · Option exercise (M): 2,812 (derivative) @ $0 | EDGAR |
| 2024-03-06 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 15,623 @ $0 · Tax withholding (F): 8,053 @ $16.96 · Option exercise (M): 15,623 (derivative) @ $0 | EDGAR |
| 2024-03-05 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Grant/award (A): 105,470 (derivative) @ $0 · Grant/award (A): 46,875 (derivative) @ $0 | EDGAR |
| 2024-01-18 | 4 | IOVANCE BIOTHERAPEUTICS, INC. (IOVA) | Option exercise (M): 2,813 @ $0 · Tax withholding (F): 1,577 @ $8.37 · Option exercise (M): 2,813 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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