Chen James C. K. — SEC Form 4 filings
SEC reporting owner CIK 1785237. 2 Form 4 filings on record with FilingPulse; latest filed 2026-08-26.
Transaction summary — filings shown
Covers all 2 filings on record, filed 2026-08-18 to 2026-08-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 1 filing — 11,485 shares, $300,280 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 3.
- Largest priced transaction: sale of 7,382 shares @ $26.16 ($193,078) in Virtus Artificial Intelligence & Technology Opportunities Fund, filed 2026-08-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) | — | 2 | — | 3 legs · 11,485 sh · $300,280 | 3 |
Form 4 filings — Chen James C. K.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-26 | 4/A | Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) | Sale (S): 3,853.26 @ $26.12 · Sale (S): 7,382 @ $26.16 · Sale (S): 250 @ $26.20 | EDGAR |
| 2026-08-18 | 4 | Virtus Artificial Intelligence & Technology Opportunities Fund (AIO) | Disposition to issuer (D): 3,853.26 @ $26.12 · Disposition to issuer (D): 7,382 @ $26.16 · Disposition to issuer (D): 250 @ $26.20 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
Need this as JSON?
GET https://api.filingpulse.io/v1/insider-trades?owner_cik=1785237 returns every filing on this page — normalized, with footnotes and derivative legs — and webhooks push new filings to you in seconds. API docs →