Roche James Morgan — SEC Form 4 filings
SEC reporting owner CIK 1789496. 19 Form 4 filings on record with FilingPulse; latest filed 2026-03-17.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-03-15 to 2026-03-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 27 legs across 10 filings — 901,537 shares, $32,777,583 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
- Largest priced transaction: sale of 95,651 shares @ $41.56 ($3,975,256) in Baldwin Insurance Group, Inc., filed 2024-08-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Baldwin Insurance Group, Inc. (BWIN) | See Remarks | 19 | — | 27 legs · 901,537 sh · $32,777,583 | 26 |
Form 4 filings — Roche James Morgan
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-03-17 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Tax withholding (F): 501 @ $21.06 | EDGAR |
| 2026-03-05 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Grant/award (A): 34,807 @ $0 · Tax withholding (F): 14,679 @ $22.29 | EDGAR |
| 2026-02-27 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Grant/award (A): 240,000 @ $0 | EDGAR |
| 2026-02-25 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Grant/award (A): 29,544 @ $0 · Tax withholding (F): 8,847 @ $16.57 | EDGAR |
| 2025-12-15 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Conversion (C): 240,000 @ $0 · Conversion (C): 240,000 @ $0 · Sale (S): 60,000 @ $23.34 · Sale (S): 100,000 @ $24.20 · Sale (S): 73,977 @ $23.98 · Sale (S): 6,023 @ $24.70 · +1 more | EDGAR |
| 2025-12-09 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Conversion (C): 15,000 @ $0 · Conversion (C): 15,000 @ $0 · Sale (S): 15,000 @ $25.08 · Conversion (C): 15,000 (derivative) @ $0 | EDGAR |
| 2025-06-13 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Sale (S): 10,894 @ $40.03 · Sale (S): 26,679 @ $40.07 | EDGAR |
| 2025-06-06 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Sale (S): 7,142 @ $40.08 | EDGAR |
| 2025-05-19 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Sale (S): 14,222 @ $40.01 · Sale (S): 3,572 @ $40.04 | EDGAR |
| 2025-05-14 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Sale (S): 21,035 @ $40.05 · Sale (S): 13,340 @ $40.02 | EDGAR |
| 2025-03-18 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Tax withholding (F): 501 @ $39.97 | EDGAR |
| 2025-03-04 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Grant/award (A): 26,759 @ $0 · Tax withholding (F): 11,637 @ $41.14 | EDGAR |
| 2025-02-21 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Grant/award (A): 26,927 @ $0 · Tax withholding (F): 11,397 @ $40.85 | EDGAR |
| 2024-08-19 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Sale (S): 95,651 @ $41.56 · Sale (S): 15,940 @ $42.06 · Sale (S): 57,166 @ $41.89 · Sale (S): 92,834 @ $42.34 · Sale (S): 49,872 @ $42.61 · Sale (S): 25,508 @ $43.13 | EDGAR |
| 2024-08-14 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Sale (S): 85,222 @ $41.50 · Sale (S): 6,317 @ $41.28 · Sale (S): 2,547 @ $41.45 · Conversion (C): 200,000 @ $0 · Conversion (C): 200,000 @ $0 · Conversion (C): 200,000 (derivative) @ $0 | EDGAR |
| 2024-08-09 | 4 | Baldwin Insurance Group, Inc. (BWIN) | Conversion (C): 200,000 @ $0 · Conversion (C): 200,000 @ $0 · Sale (S): 22,917 @ $41.77 · Sale (S): 13,767 @ $42.28 · Sale (S): 56,912 @ $41.92 · Conversion (C): 200,000 (derivative) @ $0 | EDGAR |
| 2024-05-13 | 4 | Baldwin Insurance Group, Inc. (BRP) | Sale (S): 17,968 @ $30 · Sale (S): 2,032 @ $30.58 · Sale (S): 5,000 @ $30.61 | EDGAR |
| 2024-04-03 | 4 | BRP Group, Inc. (BRP) | Grant/award (A): 38,369 @ $0 · Tax withholding (F): 16,135 @ $28.55 | EDGAR |
| 2024-03-15 | 4 | BRP Group, Inc. (BRP) | Tax withholding (F): 539 @ $29.44 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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