Oaktree Capital Holdings, LLC — SEC Form 4 filings
SEC reporting owner CIK 1790787. 14 Form 4 filings on record with FilingPulse; latest filed 2026-05-05.
Transaction summary — filings shown
Covers all 14 filings on record, filed 2024-04-26 to 2026-05-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 15 legs across 13 filings — 67,850,984 shares, $583,841,177 total (shares × price as filed on priced legs).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 20,651,812 shares @ $6.50 ($134,236,778) in SunOpta Inc., filed 2026-05-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Garrett Motion Inc. (GTX) | 10% owner | 5 | — | 6 legs · 26,988,000 sh · $381,536,800 | — |
| SunOpta Inc. (STKL) | 10% owner | 1 | — | 1 leg · 20,651,812 sh · $134,236,778 | 4 |
| Runway Growth Finance Corp. (RWAY) | 10% owner | 4 | — | 4 legs · 3,750,000 sh · $37,512,500 | — |
| CBL & ASSOCIATES PROPERTIES INC (CBL) | 10% owner | 2 | — | 2 legs · 1,007,131 sh · $30,555,099 | — |
| Sitio Royalties Corp. (STR) | 10% owner | 1 | — | 2 legs · 15,454,041 sh | 1 |
| Oaktree Acquisition Corp. III Life Sciences (OACC) | 10% owner | 1 | — | — | 4 |
Form 4 filings — Oaktree Capital Holdings, LLC
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-05 | 4 | SunOpta Inc. (STKL) jointly with Oaktree Capital Group Holdings GP, LLC, Oaktree Huntington Investment Fund II, L.P., Oaktree Organics, L.P. | Sale (S): 20,651,812 @ $6.50 · Sale (S): 30,000 (derivative) · Sale (S): 2,932,453 (derivative) @ $0 · Sale (S): 1 (derivative) · Sale (S): 1 (derivative) | EDGAR |
| 2025-11-19 | 4 | Runway Growth Finance Corp. (RWAY) jointly with OCM Growth Holdings LLC, Oaktree Capital Group Holdings GP, LLC | Sale (S): 1,250,000 @ $9.05 | EDGAR |
| 2025-11-13 | 4 | Garrett Motion Inc. (GTX) jointly with Oaktree Capital Group Holdings GP, LLC, Oaktree Value Opportunities Fund Holdings, L.P., OCM Opps GTM Holdings, LLC, Oaktree Phoenix Investment Fund, L.P., Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. | Sale (S): 6,300,000 @ $17 | EDGAR |
| 2025-11-05 | 4 | Garrett Motion Inc. (GTX) jointly with Oaktree Capital Group Holdings GP, LLC, Oaktree Value Opportunities Fund Holdings, L.P., OCM Opps GTM Holdings, LLC, Oaktree Phoenix Investment Fund, L.P., Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. | Sale (S): 2,500,000 @ $16.26 | EDGAR |
| 2025-10-29 | 4 | Garrett Motion Inc. (GTX) jointly with Oaktree Capital Group Holdings GP, LLC, Oaktree Value Opportunities Fund Holdings, L.P., OCM Opps GTM Holdings, LLC, Oaktree Phoenix Investment Fund, L.P., Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. | Sale (S): 6,000,000 @ $16.25 | EDGAR |
| 2025-08-21 | 4 | Sitio Royalties Corp. (STR) jointly with Source Energy Permian II, LLC, Sierra Energy Royalties, LLC, Source Energy Partners, LLC, OCM FIE, LLC, OAKTREE CAPITAL MANAGEMENT LP, Oaktree Capital Group Holdings GP, LLC | Sale (S): 10,431 · Sale (S): 15,443,610 · Sale (S): 15,443,610 (derivative) | EDGAR |
| 2025-08-21 | 4 | Garrett Motion Inc. (GTX) jointly with Oaktree Capital Group Holdings GP, LLC, Oaktree Value Opportunities Fund Holdings, L.P., OCM Opps GTM Holdings, LLC, Oaktree Phoenix Investment Fund, L.P., Oaktree Opportunities Fund Xb Holdings (Delaware), L.P. | Sale (S): 5,000,000 @ $12.42 | EDGAR |
| 2025-08-12 | 4 | Runway Growth Finance Corp. (RWAY) jointly with OCM Growth Holdings LLC, Oaktree Capital Group Holdings GP, LLC | Sale (S): 500,000 @ $10.80 | EDGAR |
| 2025-07-03 | 4 | Runway Growth Finance Corp. (RWAY) jointly with OCM Growth Holdings LLC, Oaktree Capital Group Holdings GP, LLC | Sale (S): 1,000,000 @ $10.45 | EDGAR |
| 2025-05-30 | 4 | Garrett Motion Inc. (GTX) jointly with Oaktree Capital Group Holdings GP, LLC, OCM Opps GTM Holdings, LLC, Oaktree Phoenix Investment Fund, L.P., Oaktree Opportunities Fund Xb Holdings (Delaware), L.P., Oaktree Value Opportunities Fund Holdings, L.P. | Sale (S): 188,000 @ $11.10 · Sale (S): 7,000,000 @ $10.30 | EDGAR |
| 2025-04-03 | 4 | Runway Growth Finance Corp. (RWAY) jointly with OCM Growth Holdings LLC, Oaktree Capital Group Holdings GP, LLC | Sale (S): 1,000,000 @ $10.35 | EDGAR |
| 2024-12-09 | 4 | CBL & ASSOCIATES PROPERTIES INC (CBL) jointly with OCM Xb CBL-E Holdings, LLC, Oaktree Capital Group Holdings GP, LLC | Sale (S): 1,000,000 @ $30.40 | EDGAR |
| 2024-10-31 | 4 | Oaktree Acquisition Corp. III Life Sciences (OACC) jointly with Oaktree Acquisition Holdings III LS, LLC, Oaktree Acquisition Holdings III LS GP, Ltd., OAKTREE CAPITAL MANAGEMENT LP, Oaktree Capital Management GP, LLC, Oaktree Capital Group Holdings GP, LLC, Brookfield Asset Management Ltd., BROOKFIELD Corp /ON/, Oaktree Capital Group Holdings, L.P., BAM Partners Trust | Conversion (C): 33,981 @ $10 · Other (J): 231,492 (derivative) @ $0 · Conversion (C): 6,796 (derivative) · Conversion (C): 33,981 (derivative) | EDGAR |
| 2024-04-26 | 4 | CBL & ASSOCIATES PROPERTIES INC (CBL) jointly with Oaktree Capital Group Holdings GP, LLC, Oaktree Value Opportunities Fund Holdings, L.P., OCM Xb CBL-E Holdings, LLC, Brookfield Oaktree Holdings, LLC, BROOKFIELD Corp /ON/, BAM Partners Trust | Sale (S): 7,131 @ $21.75 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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