SULLIVAN ANDREW F — SEC Form 4 filings
SEC reporting owner CIK 1795452. 24 Form 4 filings on record with FilingPulse; latest filed 2026-09-14.
Transaction summary — filings shown
Covers all 24 filings on record, filed 2024-02-15 to 2026-09-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 4 filings — 57,616 shares, $6,670,999 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 60.
- Largest priced transaction: sale of 22,868 shares @ $124.03 ($2,836,318) in PRUDENTIAL FINANCIAL INC, filed 2024-11-12.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PRUDENTIAL FINANCIAL INC (PRU) | Chief Executive Officer, Director | 24 | — | 7 legs · 57,616 sh · $6,670,999 | 60 |
Form 4 filings — SULLIVAN ANDREW F
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 143 (derivative) @ $118.48 | EDGAR |
| 2026-06-15 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 158 (derivative) @ $106.51 | EDGAR |
| 2026-03-16 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 145 (derivative) @ $92.34 | EDGAR |
| 2026-03-10 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 2,329 (derivative) @ $97.12 | EDGAR |
| 2026-03-03 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 4,035 @ $0 · Tax withholding (F): 1,954 @ $98.38 · Option exercise (M): 3,959 @ $0 · Tax withholding (F): 1,916 @ $98.38 · Option exercise (M): 3,717 @ $0 · Tax withholding (F): 1,798 @ $98.38 · +3 more | EDGAR |
| 2026-02-11 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 32,065 @ $0 · Tax withholding (F): 14,964 @ $102.20 · Grant/award (A): 32,290 (derivative) @ $0 · Grant/award (A): 96,869 (derivative) @ $0 · Option exercise (M): 36,313 (derivative) @ $0 | EDGAR |
| 2025-12-15 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 109 (derivative) @ $117.05 | EDGAR |
| 2025-09-12 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 118 (derivative) @ $106.99 | EDGAR |
| 2025-06-16 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 119 (derivative) @ $104.90 | EDGAR |
| 2025-03-17 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 104 (derivative) @ $105.04 | EDGAR |
| 2025-03-14 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 6,000 @ $105.98 | EDGAR |
| 2025-03-11 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 1,039 (derivative) @ $111.24 | EDGAR |
| 2025-03-04 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 3,023 @ $0 · Tax withholding (F): 1,487 @ $115.10 · Option exercise (M): 4,035 @ $0 · Tax withholding (F): 2,051 @ $115.10 · Option exercise (M): 3,959 @ $0 · Tax withholding (F): 2,012 @ $115.10 · +3 more | EDGAR |
| 2025-02-12 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 22,168 @ $0 · Tax withholding (F): 9,686 @ $112.09 · Grant/award (A): 11,152 (derivative) @ $0 · Grant/award (A): 33,456 (derivative) @ $0 · Option exercise (M): 27,199 (derivative) @ $0 | EDGAR |
| 2024-12-16 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 86 (derivative) @ $120.61 | EDGAR |
| 2024-11-12 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 2,341 @ $93.36 · Option exercise (M): 24,776 @ $95.87 · Sale (S): 22,868 @ $124.03 · Sale (S): 2,817 @ $124.68 · Option exercise (M): 2,341 (derivative) @ $0 · Option exercise (M): 24,776 (derivative) @ $0 | EDGAR |
| 2024-09-16 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 89 (derivative) @ $115.84 | EDGAR |
| 2024-06-17 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 89 (derivative) @ $113.97 | EDGAR |
| 2024-03-18 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 79 (derivative) @ $111.74 | EDGAR |
| 2024-03-14 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 667 @ $111.57 · Sale (S): 7,018 @ $111.57 | EDGAR |
| 2024-03-12 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Grant/award (A): 1,004 (derivative) @ $111.10 | EDGAR |
| 2024-03-04 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 4,503 @ $0 · Tax withholding (F): 2,144 @ $108.99 · Option exercise (M): 3,022 @ $0 · Tax withholding (F): 1,463 @ $108.99 · Option exercise (M): 4,035 @ $0 · Tax withholding (F): 2,050 @ $108.99 · +3 more | EDGAR |
| 2024-02-27 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Sale (S): 640 @ $109.18 · Sale (S): 17,606 @ $109.07 | EDGAR |
| 2024-02-15 | 4 | PRUDENTIAL FINANCIAL INC (PRU) | Option exercise (M): 38,419 @ $0 · Tax withholding (F): 16,941 @ $105.24 · Grant/award (A): 11,878 (derivative) @ $0 · Grant/award (A): 35,633 (derivative) @ $0 · Option exercise (M): 40,526 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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