ROONEY ROBERT GERALD — SEC Form 4 filings
SEC reporting owner CIK 1801785. 5 Form 4 filings on record with FilingPulse; latest filed 2026-08-20.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2025-12-03 to 2026-08-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 9 legs across 3 filings — 69,885 shares, $595,086 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 1 leg across 1 filing — 10,019 shares, $99,985 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: purchase of 28,083 shares @ $10.01 ($281,110) in TCW Private Asset Income Fund, filed 2026-01-26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| TCW Private Asset Income Fund | Director | 3 | 3 legs · 49,385 sh · $494,048 | 1 leg · 10,019 sh · $99,985 | — |
| TCW STRATEGIC INCOME FUND INC (TSI) | Director | 2 | 6 legs · 20,500 sh · $101,038 | — | 2 |
Form 4 filings — ROONEY ROBERT GERALD
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-20 | 4/A | TCW Private Asset Income Fund | Sale (S): 10,018.54 @ $9.98 | EDGAR |
| 2026-08-19 | 4 | TCW Private Asset Income Fund | Purchase (P): 10,018.54 @ $9.98 | EDGAR |
| 2026-03-30 | 4 | TCW STRATEGIC INCOME FUND INC (TSI) | Option exercise/expiry (X): 8,833 @ $4.47 · Option exercise/expiry (X): 20,499 (derivative) | EDGAR |
| 2026-01-26 | 4 | TCW Private Asset Income Fund | Purchase (P): 11,283.95 @ $10.01 · Purchase (P): 28,082.95 @ $10.01 | EDGAR |
| 2025-12-03 | 4 | TCW STRATEGIC INCOME FUND INC (TSI) | Purchase (P): 8,422 @ $4.93 · Purchase (P): 4 @ $4.91 · Purchase (P): 2,000 @ $4.93 · Purchase (P): 2,174 @ $4.92 · Purchase (P): 7,400 @ $4.93 · Purchase (P): 500 @ $4.92 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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