Lenderking John Carroll — SEC Form 4 filings
SEC reporting owner CIK 1802075. 36 Form 4 filings on record with FilingPulse; latest filed 2026-09-02.
Transaction summary — filings shown
Covers all 36 filings on record, filed 2024-02-02 to 2026-09-02. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 700 shares, $4,792 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 66.
- Largest priced transaction: purchase of 700 shares @ $6.84 ($4,792) in Global Water Resources, Inc., filed 2026-05-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Global Water Resources, Inc. (GWRS) | SVP, Water Resources | 36 | 1 leg · 700 sh · $4,792 | — | 66 |
Form 4 filings — Lenderking John Carroll
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2026-08-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2026-07-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 276 @ $0 · Disposition to issuer (D): 276 @ $7.24 · Grant/award (A): 5 (derivative) @ $0 · Option exercise (M): 276 (derivative) @ $0 | EDGAR |
| 2026-06-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 5 (derivative) @ $0 | EDGAR |
| 2026-05-20 | 4 | Global Water Resources, Inc. (GWRS) | Purchase (P): 700 @ $6.84 | EDGAR |
| 2026-05-12 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 2,000 @ $7.07 · Tax withholding (F): 723 @ $7.07 | EDGAR |
| 2026-05-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 5 (derivative) @ $0 | EDGAR |
| 2026-04-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 275 @ $0 · Disposition to issuer (D): 275 @ $7.59 · Grant/award (A): 5 (derivative) @ $0 · Option exercise (M): 275 (derivative) @ $0 | EDGAR |
| 2026-03-03 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2026-02-03 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 5 (derivative) @ $0 | EDGAR |
| 2026-01-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 386 @ $0 · Disposition to issuer (D): 386 @ $8.45 · Grant/award (A): 6 (derivative) @ $0 · Option exercise (M): 386 (derivative) @ $0 | EDGAR |
| 2025-12-01 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 6 (derivative) @ $0 | EDGAR |
| 2025-11-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 5 (derivative) @ $0 | EDGAR |
| 2025-10-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 393 @ $0 · Disposition to issuer (D): 393 @ $10.30 · Grant/award (A): 6 (derivative) @ $0 · Option exercise (M): 393 (derivative) @ $0 | EDGAR |
| 2025-09-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 6 (derivative) @ $0 | EDGAR |
| 2025-08-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 6 (derivative) @ $0 | EDGAR |
| 2025-07-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 393 @ $0 · Disposition to issuer (D): 393 @ $10.19 · Grant/award (A): 7 (derivative) @ $0 · Option exercise (M): 393 (derivative) @ $0 | EDGAR |
| 2025-06-20 | 4 | Global Water Resources, Inc. (GWRS) | Disposition to issuer (D): 322 @ $12.09 · Disposition to issuer (D): 320 @ $12.59 · Disposition to issuer (D): 318 @ $11.50 | EDGAR |
| 2025-06-03 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 7 (derivative) @ $0 | EDGAR |
| 2025-05-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 7 (derivative) @ $0 | EDGAR |
| 2025-04-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 384 @ $0 · Disposition to issuer (D): 384 @ $10.31 · Grant/award (A): 1,711 (derivative) @ $0 · Grant/award (A): 8 (derivative) @ $0 · Option exercise (M): 384 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2025-02-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2025-01-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 318 @ $11.50 · Grant/award (A): 5 (derivative) @ $0 · Option exercise (M): 318 (derivative) @ $0 | EDGAR |
| 2024-12-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2024-11-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
| 2024-10-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 320 @ $12.59 · Grant/award (A): 2 (derivative) @ $0 · Option exercise (M): 320 (derivative) @ $0 | EDGAR |
| 2024-09-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2024-08-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2024-07-02 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 322 @ $12.09 · Grant/award (A): 6 (derivative) @ $0 · Option exercise (M): 322 (derivative) @ $0 | EDGAR |
| 2024-06-03 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 4 (derivative) @ $0 | EDGAR |
| 2024-05-16 | 4 | Global Water Resources, Inc. (GWRS) | Tax withholding (F): 2,025 @ $12.83 | EDGAR |
| 2024-05-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 1,418 (derivative) @ $0 | EDGAR |
| 2024-04-01 | 4 | Global Water Resources, Inc. (GWRS) | Option exercise (M): 315 @ $0 · Disposition to issuer (D): 315 @ $12.84 · Grant/award (A): 2 (derivative) @ $0 · Option exercise (M): 315 (derivative) @ $0 | EDGAR |
| 2024-03-04 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 2 (derivative) @ $0 | EDGAR |
| 2024-02-02 | 4 | Global Water Resources, Inc. (GWRS) | Grant/award (A): 3 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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