Sauter Dennis Charles Jr — SEC Form 4 filings
SEC reporting owner CIK 1803863. 38 Form 4 filings on record with FilingPulse; latest filed 2026-06-12.
Transaction summary — filings shown
Covers all 38 filings on record, filed 2024-02-21 to 2026-06-12. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 121.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| NexPoint Residential Trust, Inc. (NXRT) | See Remarks | 16 | — | — | 51 |
| NexPoint Real Estate Finance, Inc. (NREF) | General Counsel and Secretary | 10 | — | — | 39 |
| NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | See Remarks | 12 | — | — | 31 |
Form 4 filings — Sauter Dennis Charles Jr
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-12 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 6,036 · Tax withholding (F): 3,014 @ $5.07 · Option exercise (M): 6,036 (derivative) @ $0 | EDGAR |
| 2026-06-04 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 19,817 (derivative) @ $0 | EDGAR |
| 2026-05-27 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 2,143 · Tax withholding (F): 558 @ $29.74 · Option exercise (M): 2,143 (derivative) @ $0 | EDGAR |
| 2026-04-07 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 9,768 · Tax withholding (F): 4,952 @ $4.43 · Option exercise (M): 2,488 · Tax withholding (F): 1,562 @ $4.43 · Option exercise (M): 9,768 (derivative) @ $0 · Option exercise (M): 2,488 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 9,091 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Grant/award (A): 16,800 (derivative) @ $0 | EDGAR |
| 2026-04-06 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 4,311 · Tax withholding (F): 1,470 @ $13.36 · Option exercise (M): 3,238 · Tax withholding (F): 1,229 @ $13.36 · Grant/award (A): 32,308 (derivative) @ $0 · Option exercise (M): 4,311 (derivative) @ $0 · +1 more | EDGAR |
| 2026-03-31 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 2,073 · Tax withholding (F): 654 @ $24.60 · Option exercise (M): 2,073 (derivative) @ $0 | EDGAR |
| 2026-03-20 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 2,679 · Tax withholding (F): 1,522 @ $4.41 · Option exercise (M): 2,679 (derivative) @ $0 | EDGAR |
| 2026-03-17 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 2,478 · Tax withholding (F): 863 @ $25.73 · Option exercise (M): 2,478 (derivative) @ $0 | EDGAR |
| 2026-03-17 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 2,917 · Tax withholding (F): 1,161 @ $13.15 · Option exercise (M): 2,917 (derivative) @ $0 | EDGAR |
| 2026-02-24 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 2,146 · Tax withholding (F): 1,011 @ $14.86 · Option exercise (M): 2,146 (derivative) @ $0 | EDGAR |
| 2026-02-19 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 995 · Tax withholding (F): 366 @ $29.46 · Option exercise (M): 1,436 · Tax withholding (F): 549 @ $29.93 · Option exercise (M): 995 (derivative) @ $0 · Option exercise (M): 1,436 (derivative) @ $0 | EDGAR |
| 2025-09-16 | 4/A | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Other (J): 907.50 (derivative) · Other (J): 6,345 (derivative) | EDGAR |
| 2025-06-12 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 24,150 (derivative) @ $0 | EDGAR |
| 2025-05-27 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Grant/award (A): 10,715 (derivative) @ $0 | EDGAR |
| 2025-05-13 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 350 · Tax withholding (F): 104 @ $37.25 · Option exercise (M): 350 (derivative) @ $0 | EDGAR |
| 2025-04-21 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Other (J): 6,367 · Other (J): 1,813.12 (derivative) · Other (J): 5,439.38 (derivative) | EDGAR |
| 2025-04-07 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 2,486 · Tax withholding (F): 993 @ $3.45 · Grant/award (A): 39,069 (derivative) @ $0 · Option exercise (M): 2,486 (derivative) @ $0 | EDGAR |
| 2025-04-07 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 3,238 · Tax withholding (F): 1,184 @ $14.21 · Grant/award (A): 17,242 (derivative) @ $0 · Option exercise (M): 3,238 (derivative) @ $0 | EDGAR |
| 2025-04-01 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 2,073 · Tax withholding (F): 553 @ $39.08 · Option exercise (M): 2,073 (derivative) @ $0 | EDGAR |
| 2025-03-20 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 2,677 · Tax withholding (F): 916 @ $3.90 · Option exercise (M): 2,677 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 2,478 · Tax withholding (F): 691 @ $38.69 · Option exercise (M): 2,478 (derivative) @ $0 | EDGAR |
| 2025-03-17 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 2,917 · Tax withholding (F): 999 @ $16.13 · Option exercise (M): 2,917 (derivative) @ $0 | EDGAR |
| 2025-02-25 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 2,146 · Tax withholding (F): 915 @ $15.55 · Option exercise (M): 1,335 · Tax withholding (F): 618 @ $15.55 · Option exercise (M): 2,146 (derivative) @ $0 · Option exercise (M): 1,335 (derivative) @ $0 | EDGAR |
| 2025-02-24 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 504 · Tax withholding (F): 179 @ $39.10 · Option exercise (M): 504 (derivative) @ $0 | EDGAR |
| 2025-02-20 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 995 · Tax withholding (F): 333 @ $40.16 · Option exercise (M): 1,436 · Tax withholding (F): 496 @ $39.71 · Option exercise (M): 995 (derivative) @ $0 · Option exercise (M): 1,436 (derivative) @ $0 | EDGAR |
| 2024-05-14 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 350 · Tax withholding (F): 96 @ $35.88 · Option exercise (M): 350 (derivative) @ $0 | EDGAR |
| 2024-05-09 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 1,445 · Tax withholding (F): 689 @ $13.69 · Option exercise (M): 1,445 (derivative) @ $0 | EDGAR |
| 2024-04-08 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Option exercise (M): 2,488 · Tax withholding (F): 811 @ $6.05 · Option exercise (M): 2,488 (derivative) @ $0 | EDGAR |
| 2024-04-08 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 3,238 · Tax withholding (F): 1,148 @ $13.04 · Option exercise (M): 3,238 (derivative) @ $0 | EDGAR |
| 2024-04-01 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 2,073 · Tax withholding (F): 639 @ $32.19 · Option exercise (M): 2,073 (derivative) @ $0 | EDGAR |
| 2024-03-19 | 4 | NEXPOINT DIVERSIFIED REAL ESTATE TRUST (NXDT) | Grant/award (A): 10,714 (derivative) @ $0 | EDGAR |
| 2024-03-15 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Grant/award (A): 12,389 (derivative) @ $0 | EDGAR |
| 2024-03-15 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Grant/award (A): 11,667 (derivative) @ $0 | EDGAR |
| 2024-02-23 | 4 | NexPoint Real Estate Finance, Inc. (NREF) | Option exercise (M): 2,146 · Tax withholding (F): 848 @ $14.26 · Option exercise (M): 1,334 · Tax withholding (F): 587 @ $13.73 · Option exercise (M): 2,146 (derivative) @ $0 · Option exercise (M): 1,334 (derivative) @ $0 | EDGAR |
| 2024-02-22 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 504 · Tax withholding (F): 180 @ $29.24 · Option exercise (M): 504 (derivative) @ $0 | EDGAR |
| 2024-02-21 | 4 | NexPoint Residential Trust, Inc. (NXRT) | Option exercise (M): 995 · Tax withholding (F): 326 @ $31.08 · Option exercise (M): 1,436 · Tax withholding (F): 490 @ $31.08 · Option exercise (M): 995 (derivative) @ $0 · Option exercise (M): 1,436 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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