SMITH ELLEN — SEC Form 4 filings
SEC reporting owner CIK 1805612. 13 Form 4 filings on record with FilingPulse; latest filed 2025-01-10.
Transaction summary — filings shown
Covers all 13 filings on record, filed 2024-03-12 to 2025-01-10. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Velo3D, Inc. (VLDX) | Director | 13 | — | — | 16 |
Form 4 filings — SMITH ELLEN
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-01-10 | 4 | Velo3D, Inc. (VLDX) | Grant/award (A): 5,495 @ $0.91 | EDGAR |
| 2024-12-12 | 4 | Velo3D, Inc. (VLDX) | Grant/award (A): 1,423 @ $0.93 | EDGAR |
| 2024-12-04 | 4 | Velo3D, Inc. (VLDX) | Grant/award (A): 4,032 @ $1.24 | EDGAR |
| 2024-11-05 | 4 | Velo3D, Inc. (VLDX) | Grant/award (A): 5,747 @ $0.87 | EDGAR |
| 2024-10-07 | 4 | Velo3D, Inc. (VLDX) | Grant/award (A): 6,024 @ $0.72 | EDGAR |
| 2024-09-12 | 4 | Velo3D, Inc. (VLDX) | Grant/award (A): 1,423 · Option exercise (M): 1,423 (derivative) @ $0 | EDGAR |
| 2024-09-09 | 4 | Velo3D, Inc. (VLD) | Grant/award (A): 3,030 @ $1.24 | EDGAR |
| 2024-08-07 | 4 | Velo3D, Inc. (VLD) | Grant/award (A): 1,667 @ $2.61 | EDGAR |
| 2024-07-11 | 4 | Velo3D, Inc. (VLD) | Grant/award (A): 1,289 @ $3.34 | EDGAR |
| 2024-06-25 | 4 | Velo3D, Inc. (VLD) | Grant/award (A): 199,236 @ $0 | EDGAR |
| 2024-06-11 | 4 | Velo3D, Inc. (VLD) | Option exercise (M): 18,135 · Option exercise (M): 18,135 (derivative) @ $0 | EDGAR |
| 2024-06-04 | 4 | Velo3D, Inc. (VLD) | Grant/award (A): 23,810 @ $0.15 | EDGAR |
| 2024-03-12 | 4 | Velo3D, Inc. (VLD) | Option exercise (M): 18,135 · Option exercise (M): 18,135 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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