RICHARDS MICHAEL L — SEC Form 4 filings
SEC reporting owner CIK 1807269. 15 Form 4 filings on record with FilingPulse; latest filed 2026-09-04.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2025-05-13 to 2026-09-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 7 legs across 7 filings — 11,240 shares, $1,494,412 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: sale of 3,000 shares @ $153.89 ($461,670) in STATE STREET CORP, filed 2026-04-24.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| STATE STREET CORP (STT) | EVP and Chief Admin Officer | 15 | — | 7 legs · 11,240 sh · $1,494,412 | 10 |
Form 4 filings — RICHARDS MICHAEL L
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-04 | 4 | STATE STREET CORP (STT) | Gift (G): 1,009 @ $0 | EDGAR |
| 2026-08-18 | 4 | STATE STREET CORP (STT) | Tax withholding (F): 196 @ $191.74 | EDGAR |
| 2026-06-09 | 4 | STATE STREET CORP (STT) | Sale (S): 1,500 @ $162.14 | EDGAR |
| 2026-05-19 | 4 | STATE STREET CORP (STT) | Tax withholding (F): 195 @ $152.85 | EDGAR |
| 2026-04-24 | 4 | STATE STREET CORP (STT) | Sale (S): 3,000 @ $153.89 | EDGAR |
| 2026-03-02 | 4 | STATE STREET CORP (STT) | Grant/award (A): 5,967 @ $0 | EDGAR |
| 2026-02-25 | 4 | STATE STREET CORP (STT) | Sale (S): 2,500 @ $127.91 | EDGAR |
| 2026-02-18 | 4 | STATE STREET CORP (STT) | Grant/award (A): 11,115 @ $0 · Tax withholding (F): 3,953 @ $127.97 · Tax withholding (F): 2,400 @ $127.97 | EDGAR |
| 2025-11-18 | 4 | STATE STREET CORP (STT) | Tax withholding (F): 333 @ $116.84 | EDGAR |
| 2025-10-29 | 4 | STATE STREET CORP (STT) | Sale (S): 1,500 @ $117.24 | EDGAR |
| 2025-08-28 | 4 | STATE STREET CORP (STT) | Sale (S): 1,000 @ $115.17 | EDGAR |
| 2025-08-19 | 4 | STATE STREET CORP (STT) | Tax withholding (F): 206 @ $111.07 | EDGAR |
| 2025-07-24 | 4 | STATE STREET CORP (STT) | Sale (S): 990 @ $109.29 | EDGAR |
| 2025-05-19 | 4 | STATE STREET CORP (STT) | Tax withholding (F): 205 @ $98.20 | EDGAR |
| 2025-05-13 | 4 | STATE STREET CORP (STT) | Sale (S): 750 @ $94.04 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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