Randolph Sophia — SEC Form 4 filings
SEC reporting owner CIK 1817127. 4 Form 4 filings on record with FilingPulse; latest filed 2024-08-16.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-16 to 2024-08-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 16,638 shares, $213,905 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 2.
- Largest priced transaction: sale of 10,203 shares @ $15.82 ($161,380) in ALX ONCOLOGY HOLDINGS INC, filed 2024-05-15.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ALX ONCOLOGY HOLDINGS INC (ALXO) | CHIEF MEDICAL OFFICER | 4 | — | 4 legs · 16,638 sh · $213,905 | 2 |
Form 4 filings — Randolph Sophia
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-08-16 | 4 | ALX ONCOLOGY HOLDINGS INC (ALXO) | Sale (S): 1,365 @ $2.58 | EDGAR |
| 2024-07-03 | 4 | ALX ONCOLOGY HOLDINGS INC (ALXO) | Sale (S): 3,273 @ $5.82 | EDGAR |
| 2024-05-15 | 4 | ALX ONCOLOGY HOLDINGS INC (ALXO) | Sale (S): 10,203 @ $15.82 · Sale (S): 1,797 @ $16.67 | EDGAR |
| 2024-02-16 | 4 | ALX ONCOLOGY HOLDINGS INC (ALXO) | Grant/award (A): 30,000 @ $0 · Grant/award (A): 95,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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