Ballard James D — SEC Form 4 filings
SEC reporting owner CIK 1818053. 5 Form 4 filings on record with FilingPulse; latest filed 2024-10-07.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-02-26 to 2024-10-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| VECTOR GROUP LTD (VGR) | See Remarks | 4 | — | — | 5 |
| Douglas Elliman Inc. (DOUG) | See Remarks | 1 | — | — | 1 |
Form 4 filings — Ballard James D
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-10-07 | 4 | VECTOR GROUP LTD (VGR) | Code (U): 32,387 @ $15 · Disposition to issuer (D): 38,750 @ $15 | EDGAR |
| 2024-07-12 | 4 | VECTOR GROUP LTD (VGR) | Tax withholding (F): 1,967 @ $10.57 | EDGAR |
| 2024-03-04 | 4 | Douglas Elliman Inc. (DOUG) | Grant/award (A): 75,000 @ $0 | EDGAR |
| 2024-03-01 | 4 | VECTOR GROUP LTD (VGR) | Grant/award (A): 10,000 @ $0 | EDGAR |
| 2024-02-26 | 4 | VECTOR GROUP LTD (VGR) | Tax withholding (F): 7,181 @ $11.20 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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