Thoma Jeanne — SEC Form 4 filings
SEC reporting owner CIK 1819879. 7 Form 4 filings on record with FilingPulse; latest filed 2026-09-14.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-05-23 to 2026-09-14. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 22,540 shares, $1,991,900 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 14,675 shares @ $88.87 ($1,304,167) in ANI PHARMACEUTICALS INC, filed 2025-08-20.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| ANI PHARMACEUTICALS INC (ANIP) | Director | 5 | — | 3 legs · 22,540 sh · $1,991,900 | 3 |
| Avid Bioservices, Inc. (CDMO) | Director | 2 | — | — | 6 |
Form 4 filings — Thoma Jeanne
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-14 | 4 | ANI PHARMACEUTICALS INC (ANIP) | Sale (S): 1,000 @ $71.53 | EDGAR |
| 2026-06-10 | 4 | ANI PHARMACEUTICALS INC (ANIP) | Grant/award (A): 4,357 @ $0 | EDGAR |
| 2025-08-20 | 4 | ANI PHARMACEUTICALS INC (ANIP) | Sale (S): 6,865 @ $89.76 · Sale (S): 14,675 @ $88.87 | EDGAR |
| 2025-05-27 | 4 | ANI PHARMACEUTICALS INC (ANIP) | Grant/award (A): 4,336 @ $0 | EDGAR |
| 2025-02-07 | 4 | Avid Bioservices, Inc. (CDMO) | Disposition to issuer (D): 45,611 · Disposition to issuer (D): 19,403 (derivative) · Disposition to issuer (D): 8,147 (derivative) | EDGAR |
| 2024-12-17 | 4 | Avid Bioservices, Inc. (CDMO) | Option exercise (M): 26,756 · Option exercise (M): 26,756 (derivative) @ $0 · Grant/award (A): 8,147 (derivative) @ $0 | EDGAR |
| 2024-05-23 | 4 | ANI PHARMACEUTICALS INC (ANIP) | Grant/award (A): 4,410 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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