Graham Ian — SEC Form 4 filings
SEC reporting owner CIK 1820347. 4 Form 4 filings on record with FilingPulse; latest filed 2024-05-17.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-02-20 to 2024-05-17. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 78,591 shares, $878,592 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 10.
- Largest priced transaction: sale of 52,730 shares @ $10.95 ($577,430) in HARMONIC INC, filed 2024-05-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HARMONIC INC (HLIT) | SVP, Global Sales & Video Svcs | 4 | — | 2 legs · 78,591 sh · $878,592 | 10 |
Form 4 filings — Graham Ian
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-05-17 | 4 | HARMONIC INC (HLIT) | Option exercise (M): 8,970 @ $0 · Tax withholding (F): 4,896 @ $11.30 · Option exercise (M): 5,198 (derivative) @ $0 · Option exercise (M): 3,772 (derivative) @ $0 | EDGAR |
| 2024-05-06 | 4 | HARMONIC INC (HLIT) | Sale (S): 52,730 @ $10.95 | EDGAR |
| 2024-03-06 | 4 | HARMONIC INC (HLIT) | Sale (S): 25,861 @ $11.65 | EDGAR |
| 2024-02-20 | 4 | HARMONIC INC (HLIT) | Option exercise (M): 27,204 @ $0 · Tax withholding (F): 14,849 @ $13.67 · Option exercise (M): 6,918 (derivative) @ $0 · Option exercise (M): 5,198 (derivative) @ $0 · Option exercise (M): 15,088 (derivative) @ $0 · Grant/award (A): 52,462 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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