Duffy Patrick Joseph — SEC Form 4 filings
SEC reporting owner CIK 1827828. 6 Form 4 filings on record with FilingPulse; latest filed 2025-11-28.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-05-10 to 2025-11-28. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 1 leg across 1 filing — 1,985 shares, $32,004 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 8.
- Largest priced transaction: purchase of 1,985 shares @ $16.12 ($32,004) in Guild Holdings Co, filed 2024-06-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Guild Holdings Co (GHLD) | Director, 10% owner | 6 | 1 leg · 1,985 sh · $32,004 | — | 8 |
Form 4 filings — Duffy Patrick Joseph
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-11-28 | 4 | Guild Holdings Co (GHLD) | Disposition to issuer (D): 78,058 · Disposition to issuer (D): 11,292 (derivative) · Disposition to issuer (D): 142 (derivative) | EDGAR |
| 2025-09-04 | 4 | Guild Holdings Co (GHLD) | Grant/award (A): 142 @ $0 | EDGAR |
| 2025-05-28 | 4 | Guild Holdings Co (GHLD) | Grant/award (A): 11,292 @ $14.17 | EDGAR |
| 2025-04-02 | 4 | Guild Holdings Co (GHLD) | Grant/award (A): 367 @ $0 | EDGAR |
| 2024-06-10 | 4 | Guild Holdings Co (GHLD) | Purchase (P): 1,985.31 @ $16.12 · Grant/award (A): 357 @ $0 | EDGAR |
| 2024-05-10 | 4 | Guild Holdings Co (GHLD) | Grant/award (A): 11,340 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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