ROBERTS BRIAN KENNETH — SEC Form 4 filings
SEC reporting owner CIK 1829608. 16 Form 4 filings on record with FilingPulse; latest filed 2026-07-07.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-01-25 to 2026-07-07. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 15 legs across 10 filings — 72,100 shares, $153,027 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: purchase of 28,000 shares @ $1.70 ($47,600) in Rezolute, Inc., filed 2025-12-17.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Rezolute, Inc. (RZLT) | Chief Medical Officer | 16 | 15 legs · 72,100 sh · $153,027 | — | 9 |
Form 4 filings — ROBERTS BRIAN KENNETH
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-07-07 | 4 | Rezolute, Inc. (RZLT) | Tax withholding (F): 3,062 @ $4.99 | EDGAR |
| 2026-03-04 | 4 | Rezolute, Inc. (RZLT) | Tax withholding (F): 11,439 @ $2.99 | EDGAR |
| 2025-12-17 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 28,000 @ $1.70 | EDGAR |
| 2025-11-21 | 4 | Rezolute, Inc. (RZLT) | Grant/award (A): 123,000 @ $0 · Code (?): 72,000 (derivative) @ $0 | EDGAR |
| 2025-06-26 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 2,500 @ $4.38 | EDGAR |
| 2025-06-12 | 4 | Rezolute, Inc. (RZLT) | Grant/award (A): 26,000 @ $0 · Grant/award (A): 15,000 (derivative) @ $0 | EDGAR |
| 2025-02-19 | 4 | Rezolute, Inc. (RZLT) | Grant/award (A): 77,000 @ $0 · Grant/award (A): 45,000 (derivative) @ $0 | EDGAR |
| 2024-06-14 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 4,000 @ $3.91 · Purchase (P): 300 @ $3.96 · Purchase (P): 3,000 @ $3.91 · Purchase (P): 300 @ $3.97 | EDGAR |
| 2024-05-28 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 1,500 @ $2.72 · Purchase (P): 6,000 @ $2.68 | EDGAR |
| 2024-03-29 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 500 @ $2.55 | EDGAR |
| 2024-03-18 | 4/A | Rezolute, Inc. (RZLT) | Purchase (P): 500 @ $1.85 | EDGAR |
| 2024-03-18 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 10,000 @ $1.88 | EDGAR |
| 2024-03-11 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 500 @ $1.85 | EDGAR |
| 2024-02-27 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 6,000 @ $1.69 · Purchase (P): 2,000 @ $1.70 | EDGAR |
| 2024-02-21 | 4 | Rezolute, Inc. (RZLT) | Purchase (P): 7,000 @ $1.31 | EDGAR |
| 2024-01-25 | 4 | Rezolute, Inc. (RZLT) | Grant/award (A): 130,000 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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