Kim Jai — SEC Form 4 filings
SEC reporting owner CIK 1829973. 5 Form 4 filings on record with FilingPulse; latest filed 2025-02-04.
Transaction summary — filings shown
Covers all 5 filings on record, filed 2024-03-20 to 2025-02-04. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 26.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HEARTLAND FINANCIAL USA INC (HTLF) | EVP & General Counsel, CAO | 5 | — | — | 26 |
Form 4 filings — Kim Jai
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2025-02-04 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Disposition to issuer (D): 25,621 · Disposition to issuer (D): 377 (derivative) · Disposition to issuer (D): 1,409 (derivative) · Disposition to issuer (D): 3,744 (derivative) · Disposition to issuer (D): 1,693 (derivative) · Grant/award (A): 3,170 (derivative) · +5 more | EDGAR |
| 2024-12-13 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Gift (G): 793 @ $0 | EDGAR |
| 2024-12-04 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Gift (G): 216 @ $0 | EDGAR |
| 2024-03-25 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Option exercise (M): 312 @ $0 · Tax withholding (F): 96 @ $33.99 · Option exercise (M): 1,168 @ $0 · Tax withholding (F): 359 @ $33.99 · Option exercise (M): 705 @ $0 · Tax withholding (F): 199 @ $33.99 · +3 more | EDGAR |
| 2024-03-20 | 4 | HEARTLAND FINANCIAL USA INC (HTLF) | Option exercise (M): 769 @ $0 · Tax withholding (F): 236 @ $32.97 · Option exercise (M): 1,374 (derivative) @ $0 · Grant/award (A): 3,744 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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