McCullum Kenneth A. — SEC Form 4 filings
SEC reporting owner CIK 1830834. 21 Form 4 filings on record with FilingPulse; latest filed 2026-06-30.
Transaction summary — filings shown
Covers all 21 filings on record, filed 2024-02-28 to 2026-06-30. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 37.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PRINCIPAL FINANCIAL GROUP INC (PFG) | EVP - Chief Risk Officer | 21 | — | — | 37 |
Form 4 filings — McCullum Kenneth A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-30 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 73 @ $0 | EDGAR |
| 2026-03-31 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 88 @ $0 | EDGAR |
| 2026-03-03 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Tax withholding (F): 1,228 @ $95.42 · Disposition to issuer (D): 1,316 @ $96.01 · Disposition to issuer (D): 300 @ $96.93 | EDGAR |
| 2026-02-27 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Disposition to issuer (D): 3,071 @ $94.55 | EDGAR |
| 2026-02-25 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 3,093 @ $0 · Grant/award (A): 3,071 @ $0 | EDGAR |
| 2025-12-23 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 82 @ $0 | EDGAR |
| 2025-12-11 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 5,130 @ $62.78 · Disposition to issuer (D): 5,130 @ $90.08 · Option exercise (M): 1,710 (derivative) @ $62.78 · Option exercise (M): 1,710 (derivative) @ $62.78 · Option exercise (M): 1,710 (derivative) @ $62.78 | EDGAR |
| 2025-09-30 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 86 @ $0 | EDGAR |
| 2025-07-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 87 @ $0 | EDGAR |
| 2025-04-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 81 @ $0 | EDGAR |
| 2025-03-04 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Tax withholding (F): 1,464 @ $89.04 | EDGAR |
| 2025-02-26 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 3,269 @ $0 · Grant/award (A): 4,287 @ $0 | EDGAR |
| 2024-12-20 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 165 @ $0 | EDGAR |
| 2024-10-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 141 @ $0 | EDGAR |
| 2024-09-06 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Disposition to issuer (D): 673 @ $81.50 | EDGAR |
| 2024-09-06 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 4,365 @ $37.38 · Disposition to issuer (D): 4,365 @ $79.78 · Option exercise (M): 1,455 (derivative) @ $37.38 · Option exercise (M): 2,910 (derivative) @ $37.38 | EDGAR |
| 2024-07-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 155 @ $0 | EDGAR |
| 2024-06-11 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 4,365 @ $37.38 · Disposition to issuer (D): 4,165 @ $79.56 · Disposition to issuer (D): 200 @ $80.30 · Option exercise (M): 2,910 (derivative) @ $37.38 · Option exercise (M): 1,455 (derivative) @ $37.38 | EDGAR |
| 2024-04-01 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 138 @ $0 | EDGAR |
| 2024-03-07 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Tax withholding (F): 1,104 @ $80.99 | EDGAR |
| 2024-02-28 | 4 | PRINCIPAL FINANCIAL GROUP INC (PFG) | Grant/award (A): 2,831 @ $0 · Grant/award (A): 3,013 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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