Johnson Kathleen E — SEC Form 4 filings
SEC reporting owner CIK 1831269. 16 Form 4 filings on record with FilingPulse; latest filed 2026-08-06.
Transaction summary — filings shown
Covers all 16 filings on record, filed 2024-03-05 to 2026-08-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 1,064,555 shares, $2,574,237 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 21.
- Largest priced transaction: purchase of 750,000 shares @ $1.28 ($959,850) in Lumen Technologies, Inc., filed 2024-05-03.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Lumen Technologies, Inc. (LUMN) | Chief Executive Officer, Director | 14 | 4 legs · 1,064,555 sh · $2,574,237 | — | 19 |
| UNITED PARCEL SERVICE INC (UPS) | Director | 2 | — | — | 2 |
Form 4 filings — Johnson Kathleen E
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-06 | 4 | Lumen Technologies, Inc. (LUMN) | Purchase (P): 100,000 @ $6.13 | EDGAR |
| 2026-05-11 | 4 | Lumen Technologies, Inc. (LUMN) | Gift (G): 241,450 @ $0 · Gift (G): 241,450 @ $0 | EDGAR |
| 2026-03-03 | 4 | Lumen Technologies, Inc. (LUMN) | Grant/award (A): 2,156,680 @ $0 · Tax withholding (F): 1,715,571 @ $7.11 · Disposition to issuer (D): 252,702 @ $0 | EDGAR |
| 2026-02-05 | 4 | Lumen Technologies, Inc. (LUMN) | Purchase (P): 78,685 @ $6.35 | EDGAR |
| 2025-11-12 | 4 | Lumen Technologies, Inc. (LUMN) | Tax withholding (F): 46,735 @ $10.52 | EDGAR |
| 2025-08-15 | 4 | Lumen Technologies, Inc. (LUMN) | Gift (G): 1,086,315 @ $0 · Gift (G): 1,086,315 @ $0 | EDGAR |
| 2025-08-07 | 4 | Lumen Technologies, Inc. (LUMN) | Purchase (P): 135,870 @ $3.69 | EDGAR |
| 2025-05-09 | 4 | UNITED PARCEL SERVICE INC (UPS) | Grant/award (A): 2,011 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | Lumen Technologies, Inc. (LUMN) | Grant/award (A): 3,331,063 @ $0 · Tax withholding (F): 739,237 @ $4.72 | EDGAR |
| 2024-11-13 | 4 | Lumen Technologies, Inc. (LUMN) | Gift (G): 65,834 @ $0 · Gift (G): 65,834 @ $0 | EDGAR |
| 2024-11-12 | 4 | Lumen Technologies, Inc. (LUMN) | Tax withholding (F): 51,205 @ $9.19 | EDGAR |
| 2024-05-09 | 4 | Lumen Technologies, Inc. (LUMN) | Gift (G): 750,000 @ $0 · Gift (G): 750,000 @ $0 | EDGAR |
| 2024-05-03 | 4 | UNITED PARCEL SERVICE INC (UPS) | Grant/award (A): 1,256 (derivative) @ $0 | EDGAR |
| 2024-05-03 | 4 | Lumen Technologies, Inc. (LUMN) | Purchase (P): 750,000 @ $1.28 | EDGAR |
| 2024-03-07 | 4 | Lumen Technologies, Inc. (LUMN) | Gift (G): 273,803 @ $0 · Gift (G): 273,803 @ $0 | EDGAR |
| 2024-03-05 | 4 | Lumen Technologies, Inc. (LUMN) | Grant/award (A): 3,609,194 @ $0 · Tax withholding (F): 212,815 @ $1.62 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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