Singhal Nik — SEC Form 4 filings

SEC reporting owner CIK 1831302. 3 Form 4 filings on record with FilingPulse; latest filed 2024-03-20.

Transaction summary — filings shown

Covers all 3 filings on record, filed 2024-02-02 to 2024-03-20. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.

By issuer — same filings

Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.

IssuerRole (as filed)FilingsPurchases (P)Sales (S)Other legs
BlackRock Capital Investment Corp (BKCC)President29
BlackRock TCP Capital Corp. (TCPC)Chief Operating Officer14

Form 4 filings — Singhal Nik

FiledFormIssuerReported transactionsSource
2024-03-204BlackRock Capital Investment Corp (BKCC)Disposition to issuer (D): 74,918.45 · Disposition to issuer (D): 7,224.79 · Disposition to issuer (D): 8,005.83 (derivative) · Disposition to issuer (D): 18,771.75 (derivative)EDGAR
2024-03-204BlackRock TCP Capital Corp. (TCPC)Grant/award (A): 28,723 · Grant/award (A): 2,769 · Grant/award (A): 2,922.76 (derivative) · Grant/award (A): 6,853.18 (derivative)EDGAR
2024-02-024BlackRock Capital Investment Corp (BKCC)Option exercise (M): 12,079.87 · Disposition to issuer (D): 12,079.87 @ $3.86 · Grant/award (A): 18,277.75 (derivative) @ $0 · Option exercise (M): 7,795.15 (derivative) · Option exercise (M): 4,284.71 (derivative)EDGAR

FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.

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