Stein Richard L. — SEC Form 4 filings
SEC reporting owner CIK 1831906. 4 Form 4 filings on record with FilingPulse; latest filed 2026-06-16.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-03-04 to 2026-06-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 7.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CITIZENS FINANCIAL GROUP INC/RI (CFG) | Chief Risk Officer | 4 | — | — | 7 |
Form 4 filings — Stein Richard L.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-06-16 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Tax withholding (F): 4,913 @ $67.65 | EDGAR |
| 2026-03-03 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 12,958 @ $0 · Tax withholding (F): 12,295 @ $60.19 | EDGAR |
| 2025-03-04 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 14,556 @ $0 · Tax withholding (F): 10,461 @ $45.77 | EDGAR |
| 2024-03-04 | 4 | CITIZENS FINANCIAL GROUP INC/RI (CFG) | Grant/award (A): 28,453 @ $0 · Tax withholding (F): 10,336 @ $31.39 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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