Girouard Dave — SEC Form 4 filings

SEC reporting owner CIK 1832805. 19 Form 4 filings on record with FilingPulse; latest filed 2026-05-08.

Transaction summary — filings shown

Covers all 19 filings on record, filed 2024-02-22 to 2026-05-08. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.

By issuer — same filings

Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.

IssuerRole (as filed)FilingsPurchases (P)Sales (S)Other legs
Upstart Holdings, Inc. (UPST)Director, 10% owner192 legs · 170,240 sh · $4,999,60728 legs · 436,084 sh · $29,495,09824

Form 4 filings — Girouard Dave

FiledFormIssuerReported transactionsSource
2026-05-084Upstart Holdings, Inc. (UPST)Purchase (P): 169,940 @ $29.37 · Purchase (P): 300 @ $29.76EDGAR
2026-05-084Upstart Holdings, Inc. (UPST)Option exercise (M): 835,075 @ $0.83 · Option exercise (M): 835,075 (derivative) @ $0EDGAR
2025-09-174Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 34,825 @ $64.84 · Sale (S): 6,842 @ $65.41 · Option exercise (M): 41,667 (derivative) @ $0.83EDGAR
2025-08-194Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 38,777 @ $63.23 · Sale (S): 2,890 @ $63.91 · Option exercise (M): 41,667 (derivative) @ $0.83EDGAR
2025-07-174Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 32,119 @ $74.93 · Sale (S): 9,548 @ $75.54 · Option exercise (M): 41,667 (derivative) @ $0.83EDGAR
2025-06-244Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 41,667 @ $60.05 · Option exercise (M): 41,667 (derivative) @ $0.83EDGAR
2025-06-134Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 41,667 @ $60.11 · Option exercise (M): 41,667 (derivative) @ $0.83EDGAR
2025-03-044Upstart Holdings, Inc. (UPST)Grant/award (A): 239,628 (derivative) @ $0EDGAR
2025-02-244Upstart Holdings, Inc. (UPST)Sale (S): 4,424 @ $79.00 · Sale (S): 100 @ $79.58EDGAR
2025-02-204Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 10,513 @ $83.84 · Sale (S): 22,394 @ $84.73 · Sale (S): 8,760 @ $85.40 · Option exercise (M): 41,667 (derivative) @ $0EDGAR
2025-01-174Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 36,092 @ $62.52 · Sale (S): 5,575 @ $63.09 · Option exercise (M): 41,667 (derivative) @ $0EDGAR
2024-12-184Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 3,374 @ $81.70 · Sale (S): 21,434 @ $83.01 · Sale (S): 14,123 @ $83.80 · Sale (S): 2,736 @ $84.70 · Option exercise (M): 41,667 (derivative) @ $0EDGAR
2024-11-224Upstart Holdings, Inc. (UPST)Sale (S): 3,259 @ $69.57 · Sale (S): 1,115 @ $70.43EDGAR
2024-11-194Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 28,484 @ $64.97 · Sale (S): 8,552 @ $66.06 · Sale (S): 4,631 @ $66.94 · Option exercise (M): 41,667 (derivative) @ $0EDGAR
2024-11-124Upstart Holdings, Inc. (UPST)Option exercise (M): 41,667 @ $0.83 · Sale (S): 41,667 @ $65.15 · Option exercise (M): 41,667 (derivative) @ $0EDGAR
2024-08-214Upstart Holdings, Inc. (UPST)Sale (S): 3,361 @ $38.35EDGAR
2024-05-224Upstart Holdings, Inc. (UPST)Sale (S): 2,997 @ $25.62EDGAR
2024-03-044Upstart Holdings, Inc. (UPST)Grant/award (A): 417,098 (derivative) @ $0EDGAR
2024-02-224Upstart Holdings, Inc. (UPST)Sale (S): 4,158 @ $25.29EDGAR

FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.

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