Ugwumba Chidozie — SEC Form 4 filings
SEC reporting owner CIK 1835544. 24 Form 4 filings on record with FilingPulse; latest filed 2026-08-06.
Transaction summary — filings shown
Covers all 24 filings on record, filed 2024-10-02 to 2026-08-06. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 62 legs across 22 filings — 971,822 shares, $5,781,161 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 6.
- Largest priced transaction: sale of 72,884 shares @ $6.80 ($495,611) in Clene Inc., filed 2026-05-05.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Clene Inc. (CLNN) | 10% owner | 24 | — | 62 legs · 971,822 sh · $5,781,161 | 6 |
Form 4 filings — Ugwumba Chidozie
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-06 | 4 | Clene Inc. (CLNN) | Other (J): 375,000 (derivative) · Other (J): 424,358 (derivative) | EDGAR |
| 2026-05-13 | 4 | Clene Inc. (CLNN) | Sale (S): 22,177 @ $6.75 · Sale (S): 73,296 @ $6.20 | EDGAR |
| 2026-05-05 | 4 | Clene Inc. (CLNN) | Sale (S): 5,795 @ $6.01 · Sale (S): 72,884 @ $6.80 | EDGAR |
| 2026-04-30 | 4 | Clene Inc. (CLNN) | Sale (S): 1,591 @ $5.90 · Sale (S): 12,170 @ $5.63 · Sale (S): 5,736 @ $6.08 | EDGAR |
| 2026-04-22 | 4 | Clene Inc. (CLNN) | Sale (S): 4,318 @ $6.12 · Sale (S): 61,345 @ $6.14 | EDGAR |
| 2026-04-17 | 4 | Clene Inc. (CLNN) | Sale (S): 6,374 @ $6.48 · Sale (S): 7,748 @ $6.40 · Sale (S): 25,040 @ $6.43 | EDGAR |
| 2026-04-06 | 4 | Clene Inc. (CLNN) | Sale (S): 24,925 @ $4.81 | EDGAR |
| 2026-04-01 | 4 | Clene Inc. (CLNN) | Sale (S): 4,278 @ $4.97 | EDGAR |
| 2026-03-31 | 4 | Clene Inc. (CLNN) | Sale (S): 17,470 @ $4.75 · Sale (S): 15,536 @ $5.10 · Sale (S): 67,991 @ $4.88 | EDGAR |
| 2026-03-26 | 4 | Clene Inc. (CLNN) | Sale (S): 5,492 @ $5.78 · Sale (S): 7,098 @ $5.50 · Sale (S): 5,319 @ $5.40 | EDGAR |
| 2026-02-05 | 4 | Clene Inc. (CLNN) | Sale (S): 5,559 @ $4.10 | EDGAR |
| 2026-02-02 | 4 | Clene Inc. (CLNN) | Sale (S): 15,284 @ $4.32 · Sale (S): 5,686 @ $4.13 · Sale (S): 3,800 @ $4.04 | EDGAR |
| 2026-01-28 | 4 | Clene Inc. (CLNN) | Sale (S): 6,418 @ $5.02 · Sale (S): 4,139 @ $5.08 · Sale (S): 8,717 @ $4.91 | EDGAR |
| 2026-01-23 | 4 | Clene Inc. (CLNN) | Sale (S): 12,665 @ $5.32 · Sale (S): 5,556 @ $5.27 | EDGAR |
| 2026-01-21 | 4 | Clene Inc. (CLNN) | Sale (S): 7,923 @ $5.13 · Sale (S): 12,432 @ $4.80 · Sale (S): 12,119 @ $5.05 | EDGAR |
| 2026-01-16 | 4 | Clene Inc. (CLNN) | Sale (S): 26,105 @ $4.89 · Sale (S): 19,621 @ $5.12 · Sale (S): 12,563 @ $5.10 | EDGAR |
| 2026-01-12 | 4 | Clene Inc. (CLNN) | Sale (S): 3,195 @ $6.09 · Sale (S): 9,075 @ $6.27 · Sale (S): 32,705 @ $5.50 | EDGAR |
| 2026-01-07 | 4 | Clene Inc. (CLNN) | Sale (S): 5,869 @ $5.87 · Sale (S): 3,111 @ $6.04 · Sale (S): 3,938 @ $6.29 | EDGAR |
| 2026-01-02 | 4 | Clene Inc. (CLNN) | Sale (S): 13,095 @ $5.81 · Sale (S): 4,015 @ $5.73 | EDGAR |
| 2025-12-31 | 4 | Clene Inc. (CLNN) | Sale (S): 8,096 @ $5.95 · Sale (S): 4,138 @ $6.03 | EDGAR |
| 2025-12-30 | 4 | Clene Inc. (CLNN) | Code (E): 424,358 @ $0.00 · Sale (S): 6,831 @ $6.27 · Sale (S): 1,490 @ $6.27 · Sale (S): 3,350 @ $6.32 · Code (E): 424,358 (derivative) @ $4.59 | EDGAR |
| 2025-12-23 | 4 | Clene Inc. (CLNN) | Sale (S): 5,582 @ $6.45 · Sale (S): 4,367 @ $6.54 | EDGAR |
| 2025-12-18 | 4 | Clene Inc. (CLNN) | Sale (S): 56,577 @ $7.86 · Sale (S): 72,748 @ $6.73 · Sale (S): 37,235 @ $5.94 · Sale (S): 21,463 @ $5.70 · Sale (S): 15,031 @ $5.95 · Sale (S): 9,921 @ $6.42 · +6 more | EDGAR |
| 2024-10-02 | 4 | Clene Inc. (CLNN) | Grant/award (A): 424,358 (derivative) · Grant/award (A): 424,358 (derivative) | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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