Rivera Frederick B — SEC Form 4 filings
SEC reporting owner CIK 1838045. 9 Form 4 filings on record with FilingPulse; latest filed 2026-09-15.
Transaction summary — filings shown
Covers all 9 filings on record, filed 2024-05-02 to 2026-09-15. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 4 legs across 3 filings — 7,100 shares, $186,206 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 9.
- Largest priced transaction: sale of 2,700 shares @ $25.45 ($68,715) in HERITAGE FINANCIAL CORP /WA/, filed 2025-01-27.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| HERITAGE FINANCIAL CORP /WA/ (HFWA) | Director | 9 | — | 4 legs · 7,100 sh · $186,206 | 9 |
Form 4 filings — Rivera Frederick B
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-09-15 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Sale (S): 1,300 @ $28.57 | EDGAR |
| 2026-06-17 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Grant/award (A): 1,999 (derivative) @ $27.52 | EDGAR |
| 2026-05-04 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Option exercise (M): 2,218 @ $27.61 · Option exercise (M): 2,218 (derivative) @ $27.61 | EDGAR |
| 2026-02-03 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Sale (S): 1,800 @ $26.31 | EDGAR |
| 2025-06-23 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Grant/award (A): 2,218 (derivative) @ $22.55 | EDGAR |
| 2025-05-02 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Option exercise (M): 2,928 @ $23.04 · Option exercise (M): 2,928 (derivative) @ $23.04 | EDGAR |
| 2025-01-27 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Sale (S): 1,300 @ $25.39 · Sale (S): 2,700 @ $25.45 | EDGAR |
| 2024-06-20 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Grant/award (A): 2,928 (derivative) @ $17.08 | EDGAR |
| 2024-05-02 | 4 | HERITAGE FINANCIAL CORP /WA/ (HFWA) | Option exercise (M): 3,023 @ $18.26 · Option exercise (M): 3,023 (derivative) @ $18.26 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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