Haring-Smith Whitney — SEC Form 4 filings
SEC reporting owner CIK 1846535. 3 Form 4 filings on record with FilingPulse; latest filed 2024-12-26.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-11-21 to 2024-12-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Nuburu, Inc. (BURU) | 10% owner | 1 | — | — | 7 |
| Envoy Medical, Inc. (COCH) | 10% owner | 2 | — | — | 4 |
Form 4 filings — Haring-Smith Whitney
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-12-26 | 4 | Envoy Medical, Inc. (COCH) jointly with Anzu SPAC GP I LLC | Conversion (C): 1,028,986 @ $0 · Other (J): 2,028,986 @ $0 · Conversion (C): 373,333 (derivative) @ $0 | EDGAR |
| 2024-11-25 | 4 | Nuburu, Inc. (BURU) jointly with Seldin David, Anzu Nuburu LLC, Anzu Nuburu II LLC, Anzu Nuburu III LLC, Anzu Nuburu V LLC, Anzu Partners LLC, David & Jennifer Michael Family Ltd Partnership, CST Global LLC, Herman Debrah | Other (J): 133,024 @ $0 · Other (J): 52,862 @ $0 · Other (J): 24,314 @ $0 · Other (J): 19,979 @ $0 · Other (J): 61,085 @ $0 · Other (J): 25,544 @ $0 · +1 more | EDGAR |
| 2024-11-21 | 4 | Envoy Medical, Inc. (COCH) jointly with Anzu SPAC GP I LLC | Other (J): 1,000,000 @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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