Reffkin Robert L. — SEC Form 4 filings
SEC reporting owner CIK 1847178. 22 Form 4 filings on record with FilingPulse; latest filed 2026-08-05.
Transaction summary — filings shown
Covers all 22 filings on record, filed 2024-08-14 to 2026-08-05. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 32 legs across 17 filings — 10,570,368 shares, $70,558,740 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 23.
- Largest priced transaction: sale of 1,000,000 shares @ $9.93 ($9,934,700) in Compass, Inc., filed 2025-02-19.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Compass, Inc. (COMP) | Chairman and CEO, Director | 22 | — | 32 legs · 10,570,368 sh · $70,558,740 | 23 |
Form 4 filings — Reffkin Robert L.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-05 | 4 | Compass, Inc. (COMP) | Sale (S): 23,456 @ $11.70 | EDGAR |
| 2026-07-02 | 4 | Compass, Inc. (COMP) | Sale (S): 23,456 @ $12.51 | EDGAR |
| 2026-06-05 | 4 | Compass, Inc. (COMP) | Sale (S): 22,856 @ $7.68 · Sale (S): 600 @ $8.28 | EDGAR |
| 2026-02-06 | 4 | Compass, Inc. (COMP) | Option exercise (M): 1,154,593 @ $0 · Tax withholding (F): 638,797 @ $11.98 · Option exercise (M): 814,627 (derivative) @ $0 · Option exercise (M): 339,966 (derivative) @ $0 | EDGAR |
| 2026-01-02 | 4 | Compass, Inc. (COMP) | Grant/award (A): 1,101,954 (derivative) @ $0 | EDGAR |
| 2025-02-19 | 4 | Compass, Inc. (COMP) | Sale (S): 775,490 @ $7.91 · Grant/award (A): 1,636,354 @ $0 · Sale (S): 1,000,000 @ $8.98 · Sale (S): 1,000,000 @ $9.93 · Disposition to issuer (D): 1,636,354 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | Compass, Inc. (COMP) | Sale (S): 224,510 @ $7.90 | EDGAR |
| 2025-02-07 | 4 | Compass, Inc. (COMP) | Option exercise (M): 814,627 @ $0 · Tax withholding (F): 450,981 @ $7.51 · Option exercise (M): 814,627 (derivative) @ $0 | EDGAR |
| 2025-01-24 | 4 | Compass, Inc. (COMP) | Sale (S): 465,829 @ $6.91 · Sale (S): 491,454 @ $6.90 | EDGAR |
| 2025-01-17 | 4 | Compass, Inc. (COMP) | Sale (S): 141,061 @ $6.27 · Sale (S): 42,717 @ $6.90 | EDGAR |
| 2025-01-08 | 4 | Compass, Inc. (COMP) | Sale (S): 804,893 @ $5.91 · Sale (S): 4,730 @ $5.90 | EDGAR |
| 2025-01-03 | 4 | Compass, Inc. (COMP) | Sale (S): 49,316 @ $5.91 · Grant/award (A): 1,359,865 (derivative) @ $0 | EDGAR |
| 2024-12-20 | 4 | Compass, Inc. (COMP) | Grant/award (A): 3,000,000 @ $0 · Disposition to issuer (D): 3,000,000 (derivative) @ $0 | EDGAR |
| 2024-11-21 | 4 | Compass, Inc. (COMP) | Sale (S): 653,444 @ $6.20 | EDGAR |
| 2024-11-18 | 4 | Compass, Inc. (COMP) | Sale (S): 245,856 @ $6.92 · Sale (S): 496,302 @ $6.18 | EDGAR |
| 2024-11-12 | 4 | Compass, Inc. (COMP) | Sale (S): 199,983 @ $6.91 · Sale (S): 182,348 @ $6.91 | EDGAR |
| 2024-11-06 | 4 | Compass, Inc. (COMP) | Sale (S): 52,501 @ $6.90 · Sale (S): 113,673 @ $6.91 · Sale (S): 55,893 @ $6.92 · Grant/award (A): 1,000,000 @ $0 · Disposition to issuer (D): 1,000,000 (derivative) @ $0 | EDGAR |
| 2024-09-17 | 4 | Compass, Inc. (COMP) | Grant/award (A): 1,000,000 @ $0 · Disposition to issuer (D): 1,000,000 (derivative) @ $0 | EDGAR |
| 2024-09-11 | 4 | Compass, Inc. (COMP) | Sale (S): 705,083 @ $5.92 · Sale (S): 239,219 @ $5.92 | EDGAR |
| 2024-08-27 | 4 | Compass, Inc. (COMP) | Sale (S): 814,302 @ $4.91 · Grant/award (A): 1,000,000 @ $0 · Sale (S): 55,698 @ $5.91 · Disposition to issuer (D): 1,000,000 (derivative) @ $0 | EDGAR |
| 2024-08-21 | 4 | Compass, Inc. (COMP) | Grant/award (A): 1,000,000 @ $0 · Sale (S): 164,514 @ $4.90 · Sale (S): 21,184 @ $4.90 · Disposition to issuer (D): 1,000,000 (derivative) @ $0 | EDGAR |
| 2024-08-14 | 4 | Compass, Inc. (COMP) | Sale (S): 27,664 @ $4.17 · Grant/award (A): 578,850 @ $0 · Sale (S): 972,336 @ $4.22 · Sale (S): 500,000 @ $4.16 · Disposition to issuer (D): 578,850 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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