Sullivan Sean B.A. — SEC Form 4 filings
SEC reporting owner CIK 1850132. 7 Form 4 filings on record with FilingPulse; latest filed 2024-12-26.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-01-16 to 2024-12-26. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): 3 legs across 2 filings — 40,000 shares, $363,684 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 16.
- Largest priced transaction: sale of 25,000 shares @ $8.99 ($224,750) in Duckhorn Portfolio, Inc., filed 2024-04-10.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Duckhorn Portfolio, Inc. (NAPA) | See Remarks | 6 | — | 3 legs · 40,000 sh · $363,684 | 12 |
| Dutch Bros Inc. (BROS) | Director | 1 | — | — | 4 |
Form 4 filings — Sullivan Sean B.A.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2024-12-26 | 4 | Duckhorn Portfolio, Inc. (NAPA) | Disposition to issuer (D): 483 @ $11.10 · Disposition to issuer (D): 63,605 @ $11.10 · Disposition to issuer (D): 93,391 @ $0 · Disposition to issuer (D): 106,750 (derivative) · Disposition to issuer (D): 30,498 (derivative) · Disposition to issuer (D): 77,961 (derivative) · +2 more | EDGAR |
| 2024-10-11 | 4 | Duckhorn Portfolio, Inc. (NAPA) | Grant/award (A): 37,705 @ $0 · Grant/award (A): 113,115 (derivative) @ $0 | EDGAR |
| 2024-09-20 | 4 | Duckhorn Portfolio, Inc. (NAPA) | Tax withholding (F): 6,035 @ $5.93 | EDGAR |
| 2024-05-15 | 4 | Dutch Bros Inc. (BROS) | Option exercise (M): 1,612 @ $0 · Grant/award (A): 3,049 (derivative) @ $0 · Grant/award (A): 1,612 (derivative) @ $0 · Option exercise (M): 1,612 (derivative) @ $0 | EDGAR |
| 2024-04-10 | 4 | Duckhorn Portfolio, Inc. (NAPA) | Sale (S): 25,000 @ $8.99 | EDGAR |
| 2024-03-19 | 4 | Duckhorn Portfolio, Inc. (NAPA) | Tax withholding (F): 4,471 @ $9.05 | EDGAR |
| 2024-01-16 | 4 | Duckhorn Portfolio, Inc. (NAPA) | Sale (S): 5,300 @ $9.50 · Sale (S): 9,700 @ $9.13 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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