Rogers-Windsor Ramona Lynn — SEC Form 4 filings
SEC reporting owner CIK 1850860. 19 Form 4 filings on record with FilingPulse; latest filed 2026-08-11.
Transaction summary — filings shown
Covers all 19 filings on record, filed 2024-05-07 to 2026-08-11. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 14 legs across 14 filings — 4,575 shares, $95,554 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 5.
- Largest priced transaction: purchase of 500 shares @ $25.65 ($12,825) in CAPITAL SOUTHWEST CORP, filed 2024-05-23.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| CAPITAL SOUTHWEST CORP (CSWC) | Director | 13 | 10 legs · 3,508 sh · $81,591 | — | 3 |
| Cohen & Steers Closed-End Opportunity Fund, Inc. (FOF) | Director | 1 | 1 leg · 426 sh · $4,993 | — | — |
| Cohen & Steers Real Estate Opportunities & Income Fund (RLTY) | Director | 1 | 1 leg · 220 sh · $2,992 | — | — |
| COHEN & STEERS QUALITY INCOME REALTY FUND INC (RQI) | Director | 2 | 1 leg · 267 sh · $2,990 | — | 1 |
| Cohen & Steers Select Preferred & Income Fund, Inc. (PSF) | Director | 1 | 1 leg · 154 sh · $2,989 | — | — |
| COHEN & STEERS INFRASTRUCTURE FUND INC (UTF) | Director | 1 | — | — | 1 |
Form 4 filings — Rogers-Windsor Ramona Lynn
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-11 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 1,989 @ $0 | EDGAR |
| 2026-07-17 | 4 | COHEN & STEERS QUALITY INCOME REALTY FUND INC (RQI) | Grant/award (A): 425 @ $12.15 | EDGAR |
| 2026-06-30 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 210.96 @ $23.70 | EDGAR |
| 2026-06-01 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 213 @ $23.42 | EDGAR |
| 2025-10-20 | 4 | COHEN & STEERS INFRASTRUCTURE FUND INC (UTF) | Grant/award (A): 150 @ $23.56 | EDGAR |
| 2025-10-01 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 463 @ $21.55 | EDGAR |
| 2025-08-13 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 2,193 @ $0 | EDGAR |
| 2025-06-23 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 471 @ $21.19 | EDGAR |
| 2025-03-26 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 450 @ $22.52 | EDGAR |
| 2024-12-12 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 250 @ $22.67 | EDGAR |
| 2024-11-07 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 500 @ $23.07 | EDGAR |
| 2024-09-16 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 250 @ $25.03 | EDGAR |
| 2024-08-13 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Grant/award (A): 2,090 @ $0 | EDGAR |
| 2024-06-28 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 200 @ $26.13 | EDGAR |
| 2024-05-23 | 4 | CAPITAL SOUTHWEST CORP (CSWC) | Purchase (P): 500 @ $25.65 | EDGAR |
| 2024-05-07 | 4 | COHEN & STEERS QUALITY INCOME REALTY FUND INC (RQI) | Purchase (P): 267 @ $11.20 | EDGAR |
| 2024-05-07 | 4 | Cohen & Steers Closed-End Opportunity Fund, Inc. (FOF) | Purchase (P): 426 @ $11.72 | EDGAR |
| 2024-05-07 | 4 | Cohen & Steers Select Preferred & Income Fund, Inc. (PSF) | Purchase (P): 154 @ $19.41 | EDGAR |
| 2024-05-07 | 4 | Cohen & Steers Real Estate Opportunities & Income Fund (RLTY) | Purchase (P): 220 @ $13.60 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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