Finley John David — SEC Form 4 filings
SEC reporting owner CIK 1851034. 15 Form 4 filings on record with FilingPulse; latest filed 2026-08-21.
Transaction summary — filings shown
Covers all 15 filings on record, filed 2024-02-01 to 2026-08-21. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 3 legs across 3 filings — 21,000 shares, $15,092 total (shares × price as filed).
- Open-market sales (code S, non-derivative): 2 legs across 2 filings — 150,694 shares, $310,161 total (shares × price as filed).
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 35.
- Largest priced transaction: sale of 146,798 shares @ $2.07 ($303,343) in PALISADE BIO, INC., filed 2026-07-08.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| PALISADE BIO, INC. (PALI) | CEO, CFO, Director | 15 | 3 legs · 21,000 sh · $15,092 | 2 legs · 150,694 sh · $310,161 | 35 |
Form 4 filings — Finley John David
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-08-21 | 4 | PALISADE BIO, INC. (PALI) | Gift (G): 88,400 @ $0 · Gift (G): 88,400 @ $0 | EDGAR |
| 2026-07-08 | 4 | PALISADE BIO, INC. (PALI) | Option exercise (M): 335,167 · Sale (S): 146,798 @ $2.07 · Option exercise (M): 133 @ $0.70 · Option exercise (M): 335,167 (derivative) @ $0 · Option exercise (M): 133 (derivative) @ $0 | EDGAR |
| 2026-02-13 | 4 | PALISADE BIO, INC. (PALI) | Option exercise (M): 13,333 · Sale (S): 3,896 @ $1.75 · Option exercise (M): 13,333 (derivative) @ $0 | EDGAR |
| 2026-02-11 | 4 | PALISADE BIO, INC. (PALI) | Grant/award (A): 2,011,000 (derivative) @ $0 | EDGAR |
| 2025-10-08 | 4 | PALISADE BIO, INC. (PALI) | Grant/award (A): 9,179,400 (derivative) @ $0 | EDGAR |
| 2025-09-05 | 4 | PALISADE BIO, INC. (PALI) | Grant/award (A): 323,400 (derivative) @ $0 | EDGAR |
| 2025-02-13 | 4 | PALISADE BIO, INC. (PALI) | Grant/award (A): 47,000 (derivative) @ $0 · Grant/award (A): 40,000 (derivative) @ $0 | EDGAR |
| 2024-05-30 | 4 | PALISADE BIO, INC. (PALI) | Option exercise (M): 1,622 @ $0 · Tax withholding (F): 467 @ $4.76 · Option exercise (M): 3,335 @ $0 · Tax withholding (F): 959 @ $4.76 · Option exercise (M): 2,111 @ $0 · Tax withholding (F): 607 @ $4.76 · +3 more | EDGAR |
| 2024-05-28 | 4 | PALISADE BIO, INC. (PALI) | Purchase (P): 1,000 @ $4.81 | EDGAR |
| 2024-05-22 | 4 | PALISADE BIO, INC. (PALI) | Grant/award (A): 666 @ $4.97 | EDGAR |
| 2024-05-08 | 4 | PALISADE BIO, INC. (PALI) | Option exercise (M): 232 @ $0 · Tax withholding (F): 67 @ $8.46 · Option exercise (M): 211 @ $0 · Tax withholding (F): 61 @ $8.46 · Option exercise (M): 232 (derivative) · Option exercise (M): 211 (derivative) | EDGAR |
| 2024-03-12 | 4 | PALISADE BIO, INC. (PALI) | Option exercise (M): 5,558 @ $0 · Option exercise (M): 5,558 (derivative) | EDGAR |
| 2024-02-08 | 4 | PALISADE BIO, INC. (PALI) | Option exercise (M): 3,475 @ $0 · Option exercise (M): 3,167 @ $0 · Option exercise (M): 3,475 (derivative) · Option exercise (M): 3,167 (derivative) | EDGAR |
| 2024-02-07 | 4 | PALISADE BIO, INC. (PALI) | Purchase (P): 10,000 @ $0.47 | EDGAR |
| 2024-02-01 | 4 | PALISADE BIO, INC. (PALI) | Purchase (P): 10,000 @ $0.56 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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