Dunbar Jeffrey Barton — SEC Form 4 filings
SEC reporting owner CIK 1852859. 3 Form 4 filings on record with FilingPulse; latest filed 2026-02-27.
Transaction summary — filings shown
Covers all 3 filings on record, filed 2024-03-05 to 2026-02-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 11.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| BlackRock Alpha Strategies Fund (BAS) | — | 3 | — | — | 11 |
Form 4 filings — Dunbar Jeffrey Barton
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-02-27 | 4 | BlackRock Alpha Strategies Fund (BAS) | Option exercise (M): 5,014.51 · Disposition to issuer (D): 5,014.51 @ $10.81 · Grant/award (A): 9,106.15 (derivative) @ $10.81 · Option exercise (M): 2,632.73 (derivative) · Option exercise (M): 942.14 (derivative) · Option exercise (M): 1,439.64 (derivative) | EDGAR |
| 2025-02-26 | 4 | BlackRock Alpha Strategies Fund | Option exercise (M): 798.20 · Disposition to issuer (D): 798.20 @ $10.48 · Grant/award (A): 7,286.72 (derivative) @ $10.48 · Option exercise (M): 798.20 (derivative) | EDGAR |
| 2024-03-05 | 4 | BlackRock Alpha Strategies Fund | Grant/award (A): 2,394.60 (derivative) @ $10.14 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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