Fleming Graham — SEC Form 4 filings
SEC reporting owner CIK 1853906. 7 Form 4 filings on record with FilingPulse; latest filed 2026-04-03.
Transaction summary — filings shown
Covers all 7 filings on record, filed 2024-03-12 to 2026-04-03. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 39.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Finance of America Companies Inc. (FOA) | Chief Executive Officer | 7 | — | — | 39 |
Form 4 filings — Fleming Graham
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-03 | 4 | Finance of America Companies Inc. (FOA) | Option exercise (M): 40,322 @ $0 · Tax withholding (F): 11,633 @ $16.60 · Option exercise (M): 66,667 @ $0 · Tax withholding (F): 26,246 @ $16.60 · Option exercise (M): 32,958 @ $0 · Tax withholding (F): 14,453 @ $16.60 · +4 more | EDGAR |
| 2025-12-23 | 4 | Finance of America Companies Inc. (FOA) | Grant/award (A): 200,000 (derivative) @ $0 | EDGAR |
| 2025-11-14 | 4 | Finance of America Companies Inc. (FOA) | Grant/award (A): 700,000 (derivative) @ $0 | EDGAR |
| 2025-04-03 | 4 | Finance of America Companies Inc. (FOA) | Option exercise (M): 16,286 @ $0 · Tax withholding (F): 4,707 @ $21.26 · Option exercise (M): 40,323 @ $0 · Tax withholding (F): 13,090 @ $21.26 · Option exercise (M): 66,666 @ $0 · Tax withholding (F): 29,267 @ $21.26 · +4 more | EDGAR |
| 2024-11-12 | 4 | Finance of America Companies Inc. (FOA) | Grant/award (A): 200,000 (derivative) @ $0 | EDGAR |
| 2024-04-03 | 4 | Finance of America Companies Inc. (FOA) | Option exercise (M): 10,434 · Disposition to issuer (D): 10,434 @ $0 · Option exercise (M): 326,801 @ $0 · Tax withholding (F): 94,773 @ $0.74 · Option exercise (M): 162,866 @ $0 · Tax withholding (F): 47,232 @ $0.74 · +7 more | EDGAR |
| 2024-03-12 | 4 | Finance of America Companies Inc. (FOA) | Option exercise (M): 902 · Disposition to issuer (D): 902 @ $0 · Option exercise (M): 902 (derivative) @ $0 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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