Garcia Dominic Jerome — SEC Form 4 filings
SEC reporting owner CIK 1861097. 4 Form 4 filings on record with FilingPulse; latest filed 2026-04-16.
Transaction summary — filings shown
Covers all 4 filings on record, filed 2024-11-22 to 2026-04-16. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): 4 legs across 4 filings — 109,194 shares, $1,540,242 total (shares × price as filed).
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 0.
- Largest priced transaction: purchase of 26,775 shares @ $20.46 ($547,808) in Cascade Private Capital Fund, filed 2026-03-06.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| Cascade Private Capital Fund (CPEFX) | Director | 2 | 2 legs · 35,978 sh · $740,242 | — | — |
| Cliffwater Enhanced Lending Fund (CELFX) | Director | 1 | 1 leg · 45,413 sh · $500,000 | — | — |
| Cliffwater Corporate Lending Fund (CCLFX) | Director | 1 | 1 leg · 27,804 sh · $300,000 | — | — |
Form 4 filings — Garcia Dominic Jerome
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-04-16 | 4 | Cascade Private Capital Fund (CPEFX) | Purchase (P): 9,202.96 @ $20.91 | EDGAR |
| 2026-03-06 | 4 | Cascade Private Capital Fund (CPEFX) | Purchase (P): 26,774.60 @ $20.46 | EDGAR |
| 2024-11-22 | 4 | Cliffwater Corporate Lending Fund (CCLFX) | Purchase (P): 27,803.52 @ $10.79 | EDGAR |
| 2024-11-22 | 4 | Cliffwater Enhanced Lending Fund (CELFX) | Purchase (P): 45,413.26 @ $11.01 | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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