Cates Steven M. — SEC Form 4 filings
SEC reporting owner CIK 1861675. 6 Form 4 filings on record with FilingPulse; latest filed 2026-05-27.
Transaction summary — filings shown
Covers all 6 filings on record, filed 2024-01-31 to 2026-05-27. Counts and totals are arithmetic on values as filed — descriptive data, not a recommendation.
- Open-market purchases (code P, non-derivative): none reported.
- Open-market sales (code S, non-derivative): none reported.
- Other reported legs (grants, option exercises, tax withholding, gifts, derivative-security transactions, …): 62.
By issuer — same filings
Open-market purchase/sale legs on non-derivative securities, grouped by issuer. Role is as filed on the newest filing for that issuer. Dollar totals cover priced legs only (shares × price as filed). Ordered by priced transaction value, largest first.
| Issuer | Role (as filed) | Filings | Purchases (P) | Sales (S) | Other legs |
|---|---|---|---|---|---|
| WESTWATER RESOURCES, INC. (WWR) | CFO and SVP-Finance | 6 | — | — | 62 |
Form 4 filings — Cates Steven M.
| Filed | Form | Issuer | Reported transactions | Source |
|---|---|---|---|---|
| 2026-05-27 | 4 | WESTWATER RESOURCES, INC. (WWR) | Grant/award (A): 446,500 @ $0 · Grant/award (A): 133,950 (derivative) @ $0 | EDGAR |
| 2026-01-20 | 4 | WESTWATER RESOURCES, INC. (WWR) | Tax withholding (F): 8,429 @ $1.24 · Grant/award (A): 10,099 @ $0 · Tax withholding (F): 4,215 @ $1.24 · Tax withholding (F): 17,940 @ $1.24 · Grant/award (A): 21,493 @ $0 · Tax withholding (F): 8,970 @ $1.24 · +13 more | EDGAR |
| 2025-05-29 | 4 | WESTWATER RESOURCES, INC. (WWR) | Grant/award (A): 9,651 @ $0 · Tax withholding (F): 2,775 @ $0.48 · Grant/award (A): 4,504 @ $0 · Grant/award (A): 893,010 @ $0 · Grant/award (A): 1,930 (derivative) @ $0 · Grant/award (A): 267,903 (derivative) @ $0 | EDGAR |
| 2025-03-04 | 4 | WESTWATER RESOURCES, INC. (WWR) | Tax withholding (F): 3,022 @ $0.75 · Grant/award (A): 9,002 @ $0 · Tax withholding (F): 3,023 @ $0.75 · Grant/award (A): 9,003 @ $0 · Tax withholding (F): 3,023 @ $0.75 · Tax withholding (F): 6,782 @ $0.75 · +14 more | EDGAR |
| 2024-06-03 | 4 | WESTWATER RESOURCES, INC. (WWR) | Grant/award (A): 120,187 @ $0 · Grant/award (A): 36,056 (derivative) @ $0 | EDGAR |
| 2024-01-31 | 4 | WESTWATER RESOURCES, INC. (WWR) | Tax withholding (F): 596 @ $0.51 · Tax withholding (F): 3,083 @ $0.51 · Grant/award (A): 9,002 @ $1.09 · Tax withholding (F): 3,083 @ $0.51 · Grant/award (A): 9,003 @ $1.09 · Tax withholding (F): 3,084 @ $0.51 · +7 more | EDGAR |
FilingPulse's Form 4 archive currently extends back to 2024-01-11 and is expanding backward through EDGAR history — earlier filings by this insider may not be indexed yet. Names and roles are shown as filed.
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